0001089355-11-000013.txt : 20110615 0001089355-11-000013.hdr.sgml : 20110615 20110615165938 ACCESSION NUMBER: 0001089355-11-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110613 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20110615 DATE AS OF CHANGE: 20110615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 11913418 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126442400 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 8-K 1 n12004_8-k.htm FORM 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 13, 2011

SIEBERT FINANCIAL CORP.
(Exact name of registrant as specified in its charter)

 

 

 

New York

0-5703

11-1796714

 

(State or other jurisdiction of
incorporation)

(Commission File Number)

(IRS Employer Identification No.)

 

 

 

885 Third Avenue, New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code:           (212) 644-2400

Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

          On June 13, 2011, Siebert Financial Corp. (the “Company”) held its 2011 Annual Meeting of Shareholders. The Company’s shareholders voted on a proposal to elect six directors to hold office until the next annual meeting or until the director’s successor has been duly elected. All six nominees were elected. A tabulation of the final voting results follows:

 

 

 

 

 

 

 

 

 

 

 

Name

 

 

For Nominee

 

Authority Withheld
From Nominee

 

 

Broker Non-
Votes

 
 

 

 

  

 

  

 

 

  

 

Muriel F. Siebert

 

 

20,197,023

 

292,680

 

 

 

0

 

Patricia L. Francy

 

 

20,389,259

 

100,444

 

 

 

0

 

Nancy Peterson Hearn

 

 

20,443,159

 

46,544

 

 

 

0

 

Leonard Leiman

 

 

20,409,856

 

79,847

 

 

 

0

 

Jane Macon

 

 

20,151,249

 

338,454

 

 

 

0

 

Robert P. Mazzarella

 

 

20,458,456

 

31,247

 

 

 

0

 

SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

SIEBERT FINANCIAL CORP.

 

 

 

Date: June 15, 2011

By:

/s/ Joseph M. Ramos, Jr.

 

 

 

  

 

 

 

Joseph M. Ramos, Jr.
Executive Vice President and Chief Financial Officer