-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Go6hY537Aw9mX7vFhxjF58FzxamohuAWM8LLTVzOpkdgCc0O/BWUUb5oE6lbbBLa QtJLgX/Zymi0mUxtApnslg== 0001089355-10-000034.txt : 20100607 0001089355-10-000034.hdr.sgml : 20100607 20100607150135 ACCESSION NUMBER: 0001089355-10-000034 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100604 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100607 DATE AS OF CHANGE: 20100607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 10881273 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126442400 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 8-K 1 n11369_8-k.htm FORM 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 4, 2010

 

SIEBERT FINANCIAL CORP.

(Exact name of registrant as specified in its charter)


 

 

 

 

 

New York

 

0-5703

 

11-1796714

 

 

 

 

 

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)


 

 

 

885 Third Avenue, New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code:          (212) 644-2400

Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o          Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o          Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o          Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o          Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

          On June 4, 2010, Siebert Financial Corp. (the “Company”) held its 2010 Annual Meeting of Shareholders. The Company’s shareholders voted on a proposal to elect six directors to hold office until the next annual meeting or until the director’s successor has been duly elected. All six nominees were elected. A tabulation of the final voting results follows:

 

 

 

 

 

 

 

 

 

 

 

Name

 

For Nominee

 

Authority Withheld
From Nominee

 

Broker Non-
Votes

 

 

 

 

 

 

 

 

 

Muriel F. Siebert

 

20,407,659

 

 

312,291

 

 

0

 

 

Patricia L. Francy

 

20,613,581

 

 

106,369

 

 

0

 

 

Nancy Peterson Hearn

 

20,680,707

 

 

39,243

 

 

0

 

 

Leonard Leiman

 

20,422,525

 

 

297,425

 

 

0

 

 

Jane Macon

 

20,360,453

 

 

359,497

 

 

0

 

 

Robert P. Mazzarella

 

20,698,598

 

 

21,352

 

 

0

 

 



SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

SIEBERT FINANCIAL CORP.

 

 

Date: June 7, 2010

By:

     /s/ Joseph M. Ramos, Jr.

 

 

 

 

 

 

 

Joseph M. Ramos, Jr.

 

 

 

Executive Vice President and Chief Financial Officer



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