-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, USc5wjIaD037Tf+AabAAsrsoYYMrZJ4NAIdoc6e+ptQDkdbeJX6pBhB8LjwjW1UX ugbTapvW9ryRonrHNtDXdA== 0001089355-06-000112.txt : 20061205 0001089355-06-000112.hdr.sgml : 20061205 20061205153511 ACCESSION NUMBER: 0001089355-06-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061205 DATE AS OF CHANGE: 20061205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126442400 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACON JANE H CENTRAL INDEX KEY: 0001238982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 061257307 MAIL ADDRESS: STREET 1: C/O SIEBERT FINANCIAL CORP STREET 2: 885 THIRD AVE STE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-01 0000065596 SIEBERT FINANCIAL CORP SIEB 0001238982 MACON JANE H C/O FULBRIGHT& JAWORSKI L.L.P. 300 CONVENT STREET, SUITE 2200 SAN ANTONIO TX 78205 1 0 0 0 Common Stock, $.01 par value per share 2006-12-01 4 M 0 250 4.30 A 1750 D Common Stock, $.01 par value per share 2006-12-01 4 S 0 250 5.029 D 1500 D Option to Purchase Common Stock 4.30 2006-12-01 4 M 0 250 0 D 2002-04-19 2007-04-19 Common Stock 250 33410 D These options were granted pursuant to Siebert Financial Corp's 1997 Stock Option Plan and were immediately exercisable. /s/ Jane H. Macon 2006-12-05 -----END PRIVACY-ENHANCED MESSAGE-----