-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPqjX4Jn64njQGKaKRidAdcVdUhVTNGEDBQ84y1nISYN4oynb0bnak4QAlWEt0jA CCyiElea51AWTE68q2VtGw== 0001089355-06-000108.txt : 20061205 0001089355-06-000108.hdr.sgml : 20061205 20061205140638 ACCESSION NUMBER: 0001089355-06-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061205 DATE AS OF CHANGE: 20061205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCY PATRICIA L CENTRAL INDEX KEY: 0001229797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 061256892 BUSINESS ADDRESS: STREET 1: C/O PRICELINE.COM INC STREET 2: 800 CONNECTICUT AVENUE CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 2032998000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126442400 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 1720 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-01 0000065596 SIEBERT FINANCIAL CORP SIEB 0001229797 FRANCY PATRICIA L C/O SIEBERT FINANCIAL CORP. 885 THIRD AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock, $.01 par value per share 2006-12-01 4 M 0 250 4.30 A 1250 D Common Stock, $.01 par value per share 2006-12-01 4 S 0 250 5.029 D 1000 D Option to Purchase Common Stock 4.30 2006-12-01 4 M 0 250 0 D 2002-04-19 2007-04-19 Common Stock 250 33410 D These options were granted pursuant to Siebert Financial Corp's 1997 Stock Option Plan and were immediately exercisable. /s/ Patricia L. Francy 2006-12-05 -----END PRIVACY-ENHANCED MESSAGE-----