8-K 1 siebert8k91803-8368.htm CURRENT REPORT Current Report on Form 8-K

 

UNITED STATES SECURITIES AND
EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

Current Report

 

Pursuant to Section 13 or 15(d) of the Exchange Securities Act of 1934

 


 

Date of Report (Date of earliest event reported):
September 18, 2003

 


 


SIEBERT FINANCIAL CORP.

(Exact Name of Registrant as Specified in its Charter)



        New York        

        0-5703        

        11-1796714        

(State or Other Jurisdiction

     of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)


885 Third Avenue, New York, New York  

 

(Address of Principal Executive Offices)  

 


10022
  
(Zip Code)  


 

(212) 644-2400

(Registrant's Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, If Changed Since Last Report)

 

 

 

 


 

 


Item 5.  Other Events

Muriel Siebert & Co., Inc., a wholly-owned subsidiary of Siebert Financial Corp., filed a lawsuit late yesterday in New York State Supreme Court against Intuit Inc. and issued the press release filed herewith as Exhibit 99.1. The lawsuit alleges, among other things, breach of contractual obligations; breach of fiduciary duties; misrepresentation and/or fraud; and other claims relating to Quicken® Brokerage powered by Siebert, a strategic alliance between the two companies.

Item 7.  Financial Statements, Pro Forma Financial Information and Exhibits.

(c)  Exhibits.

99.1

Press release dated September 18, 2003.









 


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 

SIEBERT FINANCIAL CORP.

Date: September 19, 2003

By: /s/ Joseph Ramos

Name: Joseph Ramos

Title:

Chief Financial Officer