4. Revenue Recognition (Tables)

6 Months Ended

Jun. 30, 2018

Revenue Recognition

Disaggregation of revenue

		Three Months Ended June 30,				Six Months Ended June 30,
Revenue Stream	Statements of Operations Classification	2018		2017		2018		2017
Revenue from Principal transactions:
Principal transactions – non StockCross	Principal transactions	$	505,000	$	98,000	$	1,077,000	$	206,000
Principal transactions attributed to assets acquired from StockCross	Principal transactions		1,758,000		—		4,127,000		—
Total revenue from Principal transactions			2,263,000		98,000		5,204,000		206,000
Revenue from Commissions and fees:
Commissions and fees – non StockCross	Commissions and fees		2,162,000		1,037,000		4,117,000		2,219,000
Commissions and fees attributed to assets acquired from StockCross	Commissions and fees		350,000		—		1,069,000		—
Total revenue from Commissions and fees			2,512,000		1,037,000		5,186,000		2,219,000
Revenue from Margin interest, marketing and distribution fees:
Margin interest, marketing and distribution fees – non StockCross	Margin interest, marketing and distribution fees		2,312,000		1,545,000		4,640,000		2,626,000
Margin interest, marketing and distribution fees attributed to assets acquired from StockCross	Margin interest, marketing and distribution fees		375,000		—		582,000		—
Total revenue from Margin interest, marketing and distribution fees	Margin interest, marketing and distribution fees		2,687,000		1,545,000		5,222,000		2,626,000
Other revenue:
Interest and dividends – non StockCross	Interest and dividends		24,000		3,000		35,000		5,000
Advisory fees – non StockCross	Advisory fees		2,000		6,000		18,000		12,000
Total Revenue	Total Revenue	$	7,488,000	$	2,689,000	$	15,665,000	$	5,068,000