CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION - USD ($)	Dec. 31, 2017	Dec. 31, 2016
ASSETS
Cash and cash equivalents	$ 3,765,000	$ 2,730,000
Receivable from brokers	1,396,000	606,000
Furniture, equipment and leasehold improvements, net	347,000	46,000
Securities owned, at fair value	0	92,000
Prepaid expenses and other assets	234,000	342,000
Receivable from related party	283,000	0
Assets	6,025,000	3,816,000
Liabilities:
Accounts payable and accrued liabilities	561,000	738,000
Income taxes payable	125,000	0
Due to related party	127,000	0
Accrued settlement liability	0	825,000
Total liabilities	813,000	1,563,000
Commitments and contingencies
Stockholders' equity:
Common stock, $.01 par value; 49,000,000 shares authorized, 27,157,188 shares issued and outstanding as of December 31, 2017 and 22,085,126 shares issued and outstanding at December 31, 2016	271,000	221,000
Additional paid-in capital	7,641,000	6,889,000
Accumulated deficit	(2,700,000)	(4,857,000)
Stockholders' equity	5,212,000	2,253,000
Liabilities and Stockholders' equity	$ 6,025,000	$ 3,816,000