0001019056-18-000395.txt : 20180216
0001019056-18-000395.hdr.sgml : 20180216
20180216164529
ACCESSION NUMBER: 0001019056-18-000395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZABATTA CHARLES
CENTRAL INDEX KEY: 0001157617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 18621819
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
4
1
zabatta_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-02-14
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001157617
ZABATTA CHARLES
C/O SIEBERT FINANCIAL CORP.,
120 WALL STREET
NEW YORK
NY
10005
1
0
0
0
Common Stock, $0.01 par value per share
2018-02-14
4
J
0
90000
A
266449
D
Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 90,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA.
/s/ Charles Zabatta
2018-02-15