0001019056-18-000285.txt : 20180206 0001019056-18-000285.hdr.sgml : 20180206 20180206174754 ACCESSION NUMBER: 0001019056-18-000285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180206 DATE AS OF CHANGE: 20180206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Cabot Acquisition, LLC CENTRAL INDEX KEY: 0001683285 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 18578713 BUSINESS ADDRESS: STREET 1: 24100 CALABASAS ROAD CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 212-514-8369 MAIL ADDRESS: STREET 1: 24100 CALABASAS ROAD CITY: CALABASAS STATE: CA ZIP: 91302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 kennedy_4.xml OWNERSHIP DOCUMENT X0306 4 2018-02-02 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001683285 Kennedy Cabot Acquisition, LLC C/O SIEBERT FINANCIAL CORP., 120 WALL STREET NEW YORK NY 10005 0 0 1 0 Common Stock, $0.01 par value per share 2018-02-02 4 S 0 70000 5.04 D 12917283 D Pursuant to a Securities Purchase Agreement dated January 31, 2018, on February 2, 2018, the Reporting Person sold 70,000 shares of Issuer common stock in a private transaction. /s/ Gloria E. Gebbia, Managing Member of Kennedy Cabot Acquisition, LLC 2018-02-06