0001019056-18-000167.txt : 20180122 0001019056-18-000167.hdr.sgml : 20180122 20180122105733 ACCESSION NUMBER: 0001019056-18-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180122 DATE AS OF CHANGE: 20180122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuttita Francis V CENTRAL INDEX KEY: 0001692748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 18539063 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 cuttita_4.xml OWNERSHIP DOCUMENT X0306 4 2018-01-18 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001692748 Cuttita Francis V C/O SIEBERT FINANCIAL CORP., 120 WALL STREET NEW YORK NY 10005 1 0 0 0 Common Stock, $0.01 par value per share 2018-01-18 4 J 0 20000 A 70000 D On January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") distributed to its members, pro-rata without consideration, 2,000,000 shares of Issuer common stock. Of such shares, 20,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. /s/ Francis V. Cuttita 2018-01-19