0001019056-18-000163.txt : 20180122 0001019056-18-000163.hdr.sgml : 20180122 20180122105444 ACCESSION NUMBER: 0001019056-18-000163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180122 DATE AS OF CHANGE: 20180122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia Gloria E CENTRAL INDEX KEY: 0001692471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 18539055 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 gebbia_4.xml OWNERSHIP DOCUMENT X0306 4 2018-01-18 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001692471 Gebbia Gloria E C/O SIEBERT FINANCIAL CORP., 120 WALL STREET NEW YORK NY 10005 1 0 1 0 Common Stock, $0.01 par value per share 2018-01-18 4 J 0 980000 A 3586337 D Common Stock, $0.01 par value per share 2018-01-18 4 J 0 2000000 D 18190795 I See footnote Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. /s/ Gloria E. Gebbia 2018-01-19