0001019056-17-000819.txt : 20171227 0001019056-17-000819.hdr.sgml : 20171227 20171227162558 ACCESSION NUMBER: 0001019056-17-000819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171222 FILED AS OF DATE: 20171227 DATE AS OF CHANGE: 20171227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZABATTA CHARLES CENTRAL INDEX KEY: 0001157617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 171276380 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 zabatta_4.xml OWNERSHIP DOCUMENT X0306 4 2017-12-22 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001157617 ZABATTA CHARLES C/O SIEBERT FINANCIAL CORP., 120 WALL STREET NEW YORK NY 10005 1 0 0 0 Common Stock, $0.01 par value per share 2017-12-22 4 J 0 50000 A 50000 D Common Stock, $0.01 par value per share 2017-12-27 4 G 0 6200 0 A 56200 D Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. Of such shares, 50,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. /s/ Charles Zabatta 2017-12-27