0001019056-16-001709.txt : 20161221 0001019056-16-001709.hdr.sgml : 20161221 20161221152902 ACCESSION NUMBER: 0001019056-16-001709 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161216 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 3100 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126442400 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 3100 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia Gloria E CENTRAL INDEX KEY: 0001692471 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 162063863 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 3 1 gebbia_3.xml OWNERSHIP DOCUMENT X0206 3 2016-12-16 0 0000065596 SIEBERT FINANCIAL CORP SIEB 0001692471 Gebbia Gloria E C/O SIBERT FINANCIAL CORP. 885 THIRD AVENUE NEW YORK NY 10022 1 0 0 1 10% Owner(1) Common Stock, $0.01 par value per share 20142220 I See footnote Gloria E. Gebbia is the sole member of Kennedy Cabot Acquisition, LLC and therefore may be deemed to be the indirect beneficial owner of the 19,987,283 shares owned by Kennedy Cabot Acquisition, LLC. The Reporting Person may also be deemed to share beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross Financial Services, Inc., as a result of her ownership interest in such entity and to share beneficial ownership of 18,400 shares of Issuer common stock held in a family trust. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. /s/ Gloria E. Gebbia 2016-12-21