0001019056-16-001709.txt : 20161221
0001019056-16-001709.hdr.sgml : 20161221
20161221152902
ACCESSION NUMBER: 0001019056-16-001709
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161216
FILED AS OF DATE: 20161221
DATE AS OF CHANGE: 20161221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 885 THIRD AVENUE
STREET 2: SUITE 3100
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126442400
MAIL ADDRESS:
STREET 1: 885 THIRD AVENUE
STREET 2: SUITE 3100
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gebbia Gloria E
CENTRAL INDEX KEY: 0001692471
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 162063863
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
3
1
gebbia_3.xml
OWNERSHIP DOCUMENT
X0206
3
2016-12-16
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001692471
Gebbia Gloria E
C/O SIBERT FINANCIAL CORP.
885 THIRD AVENUE
NEW YORK
NY
10022
1
0
0
1
10% Owner(1)
Common Stock, $0.01 par value per share
20142220
I
See footnote
Gloria E. Gebbia is the sole member of Kennedy Cabot Acquisition, LLC and therefore may be deemed to be the indirect beneficial owner of the 19,987,283 shares owned by Kennedy Cabot Acquisition, LLC. The Reporting Person may also be deemed to share beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross Financial Services, Inc., as a result of her ownership interest in such entity and to share beneficial ownership of 18,400 shares of Issuer common stock held in a family trust. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.
/s/ Gloria E. Gebbia
2016-12-21