-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PLPKcgK7pCZanll8CporFAz/Dwoee/nSAlJUcUV4jl1uPKy97ToAP5vfcDYFpnYQ kNOstbgJBNSjErBAgRYmeA== 0000950123-97-001960.txt : 19970306 0000950123-97-001960.hdr.sgml : 19970306 ACCESSION NUMBER: 0000950123-97-001960 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970218 ITEM INFORMATION: Change in fiscal year FILED AS OF DATE: 19970305 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 97551098 BUSINESS ADDRESS: STREET 1: 182 SMITH ST CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: 7188526100 MAIL ADDRESS: STREET 1: 182 SMITH ST CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 8-K 1 FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 18, 1997 Siebert Financial Corp. (Exact Name of Registrant as Specified in Charter) New York 0-5703 11-1796714 (State or Other (Commission (I.R.S. Employer Jurisdiction of File Number) Identification No.) Incorporation) 885 Third Avenue, Suite 1720, New York, New York 10022 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (212) 644-2400 (Former Name or Former Address, if Changed Since Last Report) 2 Item 8. CHANGE IN FISCAL YEAR. Effective February 18, 1997, the Board of Directors of Siebert Financial Corp. (the "Corporation") approved a change in the Corporation's fiscal year from March 31 to December 31 of each year, such change to take effect as of December 31, 1996. The report covering the transitional period will be included in the Corporation's Annual Report on Form 10-K for the fiscal year ended December 31, 1996. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. SIEBERT FINANCIAL CORP. (Registrant) By: /s/ Muriel F. Siebert -------------------------- Muriel F. Siebert President Dated: March 5, 1997 Page 2 -----END PRIVACY-ENHANCED MESSAGE-----