EX-FILING FEES 4 e15025ex-fee.htm EXHIBIT 107

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Siebert Financial Corp.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

    Security Type     Security Class
Type		     Fee
Calculation
or Carry
Forward
Rule		     Amount
Registered(1)		     Proposed
Maximum
Offering
Price Per
Unit		     Maximum
Aggregate
Offering Price(1)(2)(3)		     Fee
Rate		     Amount of
Registration
Fee(4)		     Carry
Forward
Form
Type		     Carry
Forward
File
Number		     Carry
Forward
Initial
Effective
Date		     Filing Fee
Previously Paid
in Connection
with Unsold
Securities to
be Carried
Forward		  
Newly Registered Securities  
Fees to be Paid     Equity       Common
stock, par value $.01 per share		                                                                                              
      Equity       Preferred
stock		                                                                                  
      Other       Warrants                                                                                  
      Other       Units(5)                                                                                  
      Other       Subscription rights                                                                                  
      Unallocated
(Universal)
Shelf		       —       457 (o)                   $ 100,000,000     $ 92.70     $ 9,270                                  
Fees Previously Paid     Equity       Common
stock, par value $.01 per share		                                                                                  
      Equity       Preferred
stock		                                                                                  
      Other       Warrants                                                                                  
      Other       Units                                                                                  
      Other       Subscription rights                                                                                  
      Unallocated
(Universal)
Shelf		       —                                                                                  
Carry Forward Securities  
Carry Forward Securities     —       —       —       —               —                       —       —       —       —  
      Total Offering Amounts                                                                  
      Total Fees Previously Paid                                                                  
      Total Fees Offsets                                                                  
      Net Fee Due                                                                  

 

(1)There are being registered pursuant to the registration statement such indeterminate number of shares of common stock or preferred stock and such indeterminate amount of warrants to purchase shares of common stock and/or preferred stock as may be offered from time to time pursuant to the prospectus contained in the registration statement with an aggregate initial offering price not to exceed $100,000,000, or the equivalent thereof in foreign currencies. The securities registered under the registration statement may be sold separately, together or as units. These contracts would be issued together with securities registered under the registration statement. There are also being registered under the registration statement an indeterminate amount or number of shares of the securities as may be issuable upon conversion or exchange of warrants or pursuant to antidilution provisions thereof or offered or issued from share splits, share dividends, recapitalizations or similar transactions.

 

(2)The proposed maximum per unit and aggregate offering prices per class of securities will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered under the registration statement and is not specified as to each class of security pursuant to General Instruction II.D of Form S-3 under the Securities Act.

 

(3)Pursuant to Rule 457(o) and Form S-3 General Instruction II.D., which permit the registration fee to be calculated on the basis of the maximum offering price of all securities listed, the table does not specify information as to the amount of any particular security to be registered.

 

(4)The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act.

 

(5)Any securities registered under the registration statement may be sold separately or as units with other securities registered under the registration statement.

 

 

 

 

Table 2: Fee Offset Claims and Sources

 

   

Registrant

or Filer

Name

  

Form

or

Filing

Type

  

File

Number

  

Initial

Filing

Date

  

Filing

Date

  

Fee

Offset

Claimed

  

Security Type

Associated with
Fee Offset

Claimed

  

Security Title

Associated with
Fee Offset

Claimed

  

Unsold

Securities

Associated with
Fee Offset

Claimed

  

Unsold Aggregate

Offering Amount

Associated with Fee

Offset Claimed

  

Fee Paid

with Fee
Offset

Source

Rules 457(b) and 0-11(a)(2)
Fee Offset Claims       —   —   —       —                    
Fee Offset Sources   —   —   —       —                       —
Rules 457(p)
Fee Offset Claims   —   —   —   —       —   —   —   —   —    
Fee Offset Sources   —   —   —       —                       —

 

Table 3: Combined Prospectuses

 

Security Type   Security Class
Title		     Amount of Securities Previously
Registered		     Maximum Aggregate Offering
Price of Securities
Previously Registered		     Form
Type		     File
Number		     Initial Effective
Date		  
—     —       —       —       —       —       —