-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C3xEykPoONAuvKC0Yf+cqDj83mK/U2Z+o9B85O+kRny0zb5ujdDzuUDSdOrGTyYb 6UnKqYCIbnO0+JSscfwtbQ== 0000950136-02-001953.txt : 20020628 0000950136-02-001953.hdr.sgml : 20020628 20020628172023 ACCESSION NUMBER: 0000950136-02-001953 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020621 FILED AS OF DATE: 20020628 COMPANY DATA: COMPANY CONFORMED NAME: VALUE CATALYST FUND LTD CENTRAL INDEX KEY: 0001126078 OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: PO BOX 309 UGLAND HOUSE SOUTH CHURCH ST CITY: GEORGETOWN CAYMAN IS MAIL ADDRESS: STREET 1: PO BOX 309 UGLAND HOUSE SOUTH CHURCH ST CITY: GEORGETOWN CAYMAN IS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEXICO FUND INC CENTRAL INDEX KEY: 0000065433 IRS NUMBER: 133069854 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-03170 FILM NUMBER: 02692214 BUSINESS ADDRESS: STREET 1: 1775 EYE STREET NW CITY: WASHINGTON STATE: DC ZIP: 20006-2401 BUSINESS PHONE: 2026263300 MAIL ADDRESS: STREET 1: 77 ARISTOTELES STREET 3RD FLOOR STREET 2: POLANCO D F 11560 CITY: MEXICO 3 1 file001.txt FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES FILED PURSUANT TO SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934, SECTION 17(a) OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 OR SECTION 30(f) OF THE INVESTMENT COMPANY ACT OF 1940 - --------------------------------- ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0104 ------------------------------- FORM 3 Expires: October 31, 2001 ------------------------------- Estimated average burden hours per response...0.5 - --------------------------------- -------------------------------
- ------------------------------------------ ------------------------- --------------------------------------------------------------- 1. Name and Address of Reporting 2. Date of Event 4. Issuer Name and Ticker or Trading Symbol Person* Requiring Statement (Month/Day/Year) THE MEXICO FUND, INC. (MXF) LAXEY PARTNERS LIMITED 06/21/2002 - -------------- -------------- ----------- (Last) (First) (Middle) STANLEY HOUSE 7-9 MARKET HILL - ------------------------------------------ ------------------------- ---------------------------------------- ---------------------- (Street) 3. I.R.S. 5. Relationship of Reporting Person (s) 6. If Amendment, Date Identification to Issuer of Original Number of Reporting (Check all applicable) (Month/Day/Year) Person, if an entity Director X 10% Owner ---- --- (voluntary) Officer (give Other ---- --- title below) (specify below) DOUGLAS ISLE OF MAN IM1 2BF - -------- ------------- ---------- -------------------- --------------------- (City) (State) (Zip) 7. Individual or Joint/Group Filing (Check Applicable Line) Form filed by -- One Reporting Person X Form filed by -- More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect (Instr. 4) Beneficially Owned (D) or Indirect (I) Beneficial (Instr. 4) (Instr. 5) Ownership (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,123,400 (*) (1) (5), (6), (7) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,035,460 (*) (2) (5), (6), (7) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 150 (*) (3) (6), (7) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 92,640 (*) I (4), (6), (7) - ------------------------------ ---------------------------- ------------- --------------------------------- ------------------------ Common Stock 2,251,650 (*) I (6), (7), (8) - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Date Exer -cisable 3. Title and Amount of 4.Conver- 5. Ownership Form 6. Nature of Indirect Derivative and Expiration Securities Underlying sion or of Derivative Beneficial Ownership Security Date Derivative Security Exercise Securities: (Instr. 5) (Instr. 4) (Month/Day/Year) (Instr. 4) Price of Direct (D) or Deri- Indirect (I) vative (Instr. 5) Security ----------- ------------ -------------- -------------- Date Exer- Expiration Title Amount or cisable Date Number of Shares - ------------------------------------------------------------------------------------------------------------------------------------ none - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: (*)This statement is being filed jointly by (i) Laxey Partners Limited, an Isle of Man company ("Laxey"), (ii) The Value Catalyst Fund Limited, a Cayman Islands company ("Catalyst"), (iii) Laxey Investors Limited, a British Virgin Islands company ("LIL"), (iv) Colin Kingsnorth, a British citizen ("Kingsnorth") and (v) Andrew Pegge, a British citizen ("Pegge"). Laxey together with Catalyst, LIL, Kingsnorth and Pegge may be deemed to constitute a "group" for purposes of Section 13(d) promulgated under the Exchange Act. (1) These shares are owned directly by Catalyst and indirectly by Laxey, Pegge and Kingsnorth. No other member of the "group" has a pecuniary interest in such shares under current Exchange Act rules and regulations. (2) These shares are owned directly by LIL and indirectly by Laxey, Pegge and Kingsnorth. No other member of the "group" has a pecuniary interest in such shares under current Exchange Act rules and regulations. (3) These shares are owned directly by Laxey and indirectly by Pegge and Kingsnorth. No other member of the "group" has a pecuniary interest in such shares under current Exchange Act rules and regulations. (4) These shares are owned indirectly by Laxey as the investment manager of various third party discretionary accounts managed for unaffiliated third parties. No other member of the "group" has a pecuniary interest in such shares under current Exchange Act rules and regulations. (5) These shares are owned indirectly by Laxey, as the investment manager for each of Catalyst and LIL, subject to the overall control of the directors of each of these entities and the general partner, as applicable. (6) These shares are owned indirectly by Messr. Kingsnorth pursuant to Kingsnorth's ownership interest of one half of the outstanding equity of Laxey. (7) These shares are owned indirectly by Messr. Pegge pursuant to Pegge's ownership interest of one half of the outstanding equity of Laxey. (8) These shares are owned indirectly by Laxey, as the investment manager for each of Catalyst and LIL, subject to the overall control of the directors of each of these entities and the general partner, as applicable, and as the investment manager of various third party discretionary accounts managed for unaffiliated third parties. /s/ Andrew Pegge June 28, 2002 -------------------------------- --------------------------------- ** Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Page 2 of 7 pages JOINT FILER INFORMATION Name: Laxey Partners Limited Address: Stanley House 7-9 Market Hill Douglas Isle of Man IM1 2BF Designated Filer: Laxey Partners Limited Issuer and Ticker Symbol: The Mexico Fund, Inc. (MXF) Date of Event Requiring Statement: June 21, 2002 Signature: By: /s/Andrew Pegge ------------------------ Andrew Pegge Director Page 3 of 7 pages JOINT FILER INFORMATION Name: The Value Catalyst Fund Limited Address: P.O. Box 309 Ugland House South Church Street Georgetown, Grand Cayman Cayman Islands, British West Indies Designated Filer: Laxey Partners Limited Issuer and Ticker Symbol: The Mexico Fund, Inc. (MXF) Date of Event Requiring Statement: June 21, 2002 Signature: By: /s/ James McCarthy -------------------------- James McCarthy Chairman Page 4 of 7 pages JOINT FILER INFORMATION Name: Laxey Investors Limited Address: Akara Building 24 DeCastro Street Wickhams Cay I Road Town, Tortola, British Virgin Islands Designated Filer: Laxey Partners Limited Issuer and Ticker Symbol: The Mexico Fund, Inc. (MXF) Date of Event Requiring Statement: June 21, 2002 Signature: By: /s/ Andrew Pegge ------------------------ Andrew Pegge Director Page 5 of 7 pages JOINT FILER INFORMATION Name: Colin Kingsnorth Address: Stanley House 7-9 Market Hill Douglas Isle of Man IM1 2BF Designated Filer: Laxey Partners Limited Issuer and Ticker Symbol: The Mexico Fund, Inc. (MXF) Date of Event Requiring Statement: June 21, 2002 Signature: By: /s/ Colin Kingsnorth ------------------------- Colin Kingsnorth Page 6 of 7 pages JOINT FILER INFORMATION Name: Andrew Pegge Address: Stanley House 7-9 Market Hill Douglas Isle of Man IM1 2BF Designated Filer: Laxey Partners Limited Issuer and Ticker Symbol: The Mexico Fund, Inc. (MXF) Date of Event Requiring Statement: June 21, 2002 Signature: By: /s/ Andrew Pegge ------------------------ Andrew Pegge Page 7 of 7 pages -----END PRIVACY-ENHANCED MESSAGE-----