-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+D8RplI69pQzWTYMoyFXefiuZbJvSOlgAIM9YhP7v42Ku/GEbbkGgCRknO+qM7m 8BVhhqB9a2qM+v3mdx23cQ== 0001209191-08-003705.txt : 20080115 0001209191-08-003705.hdr.sgml : 20080115 20080115171551 ACCESSION NUMBER: 0001209191-08-003705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061005 FILED AS OF DATE: 20080115 DATE AS OF CHANGE: 20080115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH INVESTMENT MANAGERS LP CENTRAL INDEX KEY: 0001138755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08531829 BUSINESS ADDRESS: STREET 1: PO BOX 9011 CITY: PRINCETON STATE: NJ ZIP: 08543-9011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUND ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001113314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08531827 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINCETON ADMINISTRATORS LP CENTRAL INDEX KEY: 0000921325 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08531831 BUSINESS ADDRESS: STREET 1: MERRILL LYNCH ASSET MANAGEMENT STREET 2: PO BOX 9011 CITY: PRINCETON STATE: NJ ZIP: 08543-9011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08531830 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 08531828 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2126702273 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 4 1 bny44370mlc.xml MAIN DOCUMENT DESCRIPTION X0202 4 2006-10-05 0001364742 BlackRock Inc. BLK 0000065100 MERRILL LYNCH & CO INC 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 0 0 1 0 0001138755 MERRILL LYNCH INVESTMENT MANAGERS LP PO BOX 9011 PRINCETON NJ 08543 0 0 1 0 0000728612 MERRILL LYNCH PIERCE FENNER & SMITH INC 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 0 0 1 0 0001113314 FUND ASSET MANAGEMENT LP 800 SCUDDERS MILL RD PLAINSBORO NJ 08536 0 0 1 0 0000921325 PRINCETON ADMINISTRATORS LP C/O MERRILL LYNCH ASSET MANAGEMENT PO BOX 9011 PRINCETON NJ 08543 0 0 1 0 Common Stock 2007-03-07 4 S 0 100 157.20 D 52395082 D Common Stock 2007-03-15 4 S 0 300 155.73 D 52394782 D Common Stock 2007-03-15 4 P 0 300 155.73 A 52395082 D Common Stock 2007-06-01 4 S 0 29 153.54 D 52395053 D Common Stock 2007-06-05 4 P 0 29 152.60 A 52395082 D Common Stock 2007-06-08 4 P 0 50 150.40 A 52395132 D Common Stock 2007-06-08 4 P 0 50 150.43 A 52395182 D Common Stock 2007-06-13 4 S 0 50 156.30 D 52395132 D Common Stock 2007-06-13 4 S 0 50 156.30 D 52395082 D Common Stock 2007-07-02 4 P 0 50 164.58 A 52395132 D Common Stock 2007-07-05 4 S 0 50 163.81 D 52395082 D Common Stock 2007-08-02 4 P 0 5 158.58 A 52395087 D Common Stock 2007-08-10 4 S 0 5 153.60 D 52395082 D Common Stock 2007-08-27 4 S 0 250 157.32 D 52394832 D Common Stock 2007-08-27 4 P 0 250 157.32 A 52395082 D Common Stock 2007-08-31 4 S 0 900 155.10 D 52394182 D Common Stock 2007-08-31 4 P 0 900 155.10 A 52395082 D Common Stock 2007-10-23 4 P 0 150 190.25 A 52395232 D Common Stock 2007-10-24 4 P 0 50 186.60 A 52395282 D Common Stock 2007-10-25 4 S 0 100 195.28 D 52395182 D Common Stock 2007-10-25 4 S 0 100 195.83 D 52395082 D Common Stock 2007-10-25 4 S 0 50 195.28 D 52395032 D Common Stock 2007-10-25 4 S 0 50 195.00 D 52394982 D Common Stock 2007-10-25 4 P 0 100 192.95 A 52395082 D Common Stock 2007-11-16 4 P 0 25 193.20 A 52395107 D Common Stock 2007-11-19 4 S 0 25 185.90 D 52395082 D Common Stock 2007-11-19 4 P 0 100 184.39 A 52395182 D Common Stock 2007-11-21 4 S 0 100 182.67 D 52395082 D Common Stock 2007-12-06 4 P 0 125 197.10 A 52395207 D Common Stock 2007-12-06 4 S 0 125 207.32 D 52395082 D This transaction reflects a transaction executed by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), a wholly-owned subsidiary of Merrill Lynch & Co., Inc. (MLCO), to correct errors made in connection with trades in Issuer's common stock. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. In connection with all of the transactions reported on this form, the Reporting Person has agreed to voluntarily remit appropriate profits, if any, to BLK. The Reporting Person disclaims that the transactions reported on this Form are subject to reporting under Section 16(a) or disgorgement under Section 16(b), and this report shall not be deemed an admission that those sections apply to these transactions. Merrill Lynch & Co., Inc. (MLCO) directly or indirectly through its wholly-owned subsidiaries, Merrill Lynch Investment Managers, L.P., Fund Asset Management, L.P. and Princeton Administrators, L.P. owns 52,395,082 shares of the Issuer's Common Stock. Merrill Lynch & Co., Inc. By: Richard B. Alsop, Vice President 2008-01-15 Merrill Lynch Investment Managers, L.P. By Princeton Services Inc., Its General Partner By: Carlos M. Morales, Senior Vice President 2008-01-15 Merrill Lynch, Pierce, Fenner & Smith., Inc. By: Carlos M. Morales, Senior Vice President 2008-01-15 Fund Asset Management, L.P. By Princeton Services Inc., Its General Partner By: Carlos M. Morales, Senior Vice President 2008-01-15 Princeton Administrators, L.P. By Princeton Services Inc., Its General Partner By: Carlos M. Morales, Senior Vice President 2008-01-15 -----END PRIVACY-ENHANCED MESSAGE-----