0001143362-12-000066.txt : 20121128 0001143362-12-000066.hdr.sgml : 20121128 20121128164345 ACCESSION NUMBER: 0001143362-12-000066 CONFORMED SUBMISSION TYPE: 25-NSE CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO., INC. CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH & CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE ARCA, INC. CENTRAL INDEX KEY: 0001143362 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 100 S. WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-442-7832 MAIL ADDRESS: STREET 1: 100 S. WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC EXCHANGE INC DATE OF NAME CHANGE: 20010621 25-NSE 1 primary_doc.xml X0203 0001143362 NYSE ARCA, INC. 0000065100 MERRILL LYNCH & CO., INC. 001-07182

4 WORLD FINANCIAL CTR NEW YORK NY NEW YORK 10080

212-449-1000 See Attached 17 CFR 240.12d2-2(a)(1) Craig Gray Manager, Listing Compliance 2012-11-16 EX-99.25 2 merrill_delist.txt TEXT FILE NYSE Arca, Inc. (the 'Exchange') hereby notifies the SEC of its intention to remove the the following class of securities issued by Merrill Lynch & Co., Inc. (the 'Company') from listing and registration on the Exchange upon the effective date of this Form 25: 12% Callable Stock Return Income Debt Securities due March Monsanto STRIDES (suspended 3/26/2010) symbol: MYX Strategic Accelerated Redemption Securities Linked to the Russell 2000 Index due 4/2/2010 (suspended 4/2/2010) symbol: RER Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average due 4/2/2010 (suspended 4/2/2010) symbol: DGK Nikkei 225 Market Index Target-Term Securities due 4/5/2010 (suspended 4/5/2010) symbol: MNL Capped Leveraged Index Return Notes Linked to the S&P 500 Index due April 5, 2010 (suspended 4/5/2010) symbol: SOM Capped Leveraged Index Return Notes Linked to the S&P 500 Index due April 30, 2010 (suspended 4/30/2010) symbol: AXT Strategic Accelerated Redemption Securities Linked to the S&P 500 Index due 5/4/2010 (suspended 5/4/2010) symbol: SSM Bear Market Strategic Accelerated Redemption Securities Linked to the SPDR S&P Retail Exchange Traded Fund due May 4, 2010 (suspended 5/4/2010) symbol: BYG Capped Leveraged Index Return Notes Linked to the S&P 500 Index due May 28, 2010 (suspended 5/28/2010) symbol: CUL Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund due June 2, 2010 (suspended 6/2/2010) symbol: SMM 8% Monthly Income Strategic Return Notes Linked to the CBOE S&P 500 BuyWrite Index due 6/7/2010 (suspended 6/7/2010) symbol: BXA Strategic Acccelerated Redemption Securities Linked to the S&P 500 Index due 6/25/2010 (suspended 6/25/2010) symbol: SZL Dow Jones EURO STOXX 50 Index Market Index Target-Term Securities due 6/28/2010 (suspended 6/28/2010) symbol: MLB Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average due 7/7/2010 (suspended 6/28/2010) symbol: DEV Strategic Accelerated Redemption Linked to the S&P 500 Index due 8/3/2010 (suspended 8/3/2010) symbol: SXU Strategic Return Notes Linked to the Industrial 15 Index due 8/9/2010 (suspended 8/9/2010) symbol: LDB Strategic Accelerated Redemption Securities Linked to the DJIA due 8/31/2010 (suspended 8/31/2010) symbol: DCX 9.25% Callable Stock Return Income Debt Securities due 9/1/2010 payable on the maturity date with Oracle Corp. common stock (suspended 9/1/2010) symbol: OLE Strategic Accelerated Redemption Securities Linked to the S&P 500 Index due October 5, 2010 (suspended 10/5/2010) symbol: SFA Strategic Accelerated Redemption Securities Linked to the iShares MSCI EAFE Index Fund due October 5, 2010 (suspended 10/5/2010) symbol: EFS 8% Monthly Income Strategic Return Notes Linked to the CBOE DJIA BuyWrite Index due 11/9/2010 (suspended 11/9/2010) symbol: BWR 8% Monthly Income Strategic Return Notes Linked to the CBOE S&P 500 BuyWrite Index due 1/3/2011 (suspended 1/3/2011) symbol: BXU Strategic Return Notes Linked to the Value 30 Select Index due 7/6/2011 (suspended 7/6/2011) symbol: MLV Strategic Return Notes Linked to the Value 30 Index due 8/8/2011 (suspended 8/8/2011) symbol: MVI Strategice Return Notes Linked to the Baby Boomer Consumption Index due 9/6/2011 (suspended 9/6/2011) symbol: MFY Strategic Return Notes Linked to the Select 10 Index 11/8/2011 (suspended 11/8/2011) symbol: RTS Strategic Return Notes Linked to the Industrial 15 Index due 2/2/2012 (suspended 2/2/2012) symbol: MIF Strategic Return Notes Linked to the Select Ten Index due 3/8/2012 (suspended 3/8/2012) symbol: MSS Strategic Return Notes Linked to the Select 10 Index due 5/10/2012 (suspended 5/10/2012) symbol: RSY Strategic Return Notes Linked to the Select 10 Index due 7/5/2012 (suspended 7/5/2012) symbol: SZX Strategic Return Notes Linked to the Merrill Lynch Factor Model Index due November 7, 2012 (suspended 11/7/2012) symbol: HFB This action is being taken pursuant to the provisions of Rule 12d2-2(a)(1), as NYSE Regulation has been notified that the above issues have matured at their respective dates. Accordingly, trading in the issues were suspended before the opening on such maturity date.