-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OwOWBMpKZ5gMIRvUGuVpwuot51dcAlioKmEgM7jKTrDvzgntsevBbxXRBkztUZV4 TS/K8Er7/wRm1guGYTc/2Q== 0001143362-10-000016.txt : 20100317 0001143362-10-000016.hdr.sgml : 20100317 20100317123649 ACCESSION NUMBER: 0001143362-10-000016 CONFORMED SUBMISSION TYPE: 25-NSE CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100317 DATE AS OF CHANGE: 20100317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO., INC. CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH & CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE ARCA, INC. CENTRAL INDEX KEY: 0001143362 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 100 S. WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-442-7832 MAIL ADDRESS: STREET 1: 100 S. WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC EXCHANGE INC DATE OF NAME CHANGE: 20010621 25-NSE 1 primary_doc.xml X0203 0001143362 NYSE ARCA, INC. 0000065100 MERRILL LYNCH & CO., INC. 001-07182
4 World Financial Center New York NY NEW YORK 10080
212-449-1000
See attached 17 CFR 240.12d2-2(a)(2) Craig Gray Manager, Listing Compliance 2010-03-17
EX-99.25.TEXT FILE 2 mer_delist03172010.txt TEXT FILE DESCRIBING DELISTING ACTION NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION NYSE Arca, Inc. (the 'Exchange') hereby notifies the SEC of its intention to remove the entire class of the following securities issued by Merrill Lynch & Co., Inc. (the 'Company') from listing and registration on the Exchange upon the effective date of this Form 25: STEP Income Securities Due July 14, 2009 Linked to the common stock of Freeport-McMoRan Copper & Gold Inc. (suspended 7/14/2009) (symbol: FOA) Strategic Return Notes Linked to the Industrial 15 Index due August 9, 2010 (suspended 8/3/2009) (symbol: SRK) Market Index Target-Term Securities based upon the Dow Jones Industrial Average due August 7, 2009 (suspended 8/7/2009) (symbol: MKO) STEP Income Securities Due August 17, 2009 linked to the common stock of Monsanto Company (suspended 8/17/2009) (symbol: MZJ) 12% Callable Stock Return Income Debt Securities due September 4, 2009 Payable on the stated maturity date with Apple Inc. Common Stock (suspended 8/19/2009) (symbol: AVN) Accelerated Return Notes Linked to the MSCI EAFE Index due August 27, 2009 (suspended 8/27/2009) (symbol: MAO) Accelerated Return Notes Linked to the S&P 500 due August 27, 2009 (suspended 8/27/2009) (symbol: SAR) S&P 500 Market Index Target-Term Securities due September 4, 2009 (suspended 9/4/2009) (symbol: MKP) Callable Stock Return Income Debt Securities due September 24, 2009 Payable on the stated maturity date with Caterpillar Inc. common stock (suspended 9/24/2009) (symbol: STF) Strategic Return Notes linked to the Select Utility Index due September 28, 2009 (suspended 9/28/2009) (symbol: UUY) Accelerated Return Bear Market Notes Linked to the Russell 3000 Index due October 2, 2009 (suspended 10/2/2009) (symbol: BFN) Accelerated Return Notes Linked to the MSCI EAFE Index due October 5, 2009 (suspended 10/5/2009) (symbol: MKY) 100% Principal Protected Range Notes Linked to the S&P 500 Index due October 6, 2009 (suspended 10/6/2009) (symbol: SVC) 50/150 Nikkei 225 Index Notes due October 7, 2009 (suspended 10/7/2009) (symbol: NKW) Accelerated Return Bear Market Notes Linked to the S&P 500 Index due October 30, 2009 (suspended 10/30/2009) (symbol: SBL) Capped Leveraged Index Return Notes Linked to the Russell 2000 Index due October 30, 2009 (suspended 10/30/2009) (symbol: RLO) 100% Principal Protected Bullish Range Notes Linked to the S&P 500 Index due November 9, 2009 (suspended 11/9/2009) (symbol: SXC) Strategic Accelerated Redemption Securities Linked to the Dow Jones EURO STOXX 50 Index due November 9, 2009 (suspended 11/9/2009) (symbol: DJL) Strategic Accelerated Redemption Securities Linked to the S&P 500 Index due November 2, 2010 (suspended 11/23/2009) (symbol: SFO) Accelerated Return Bear Notes Linked to the Russell 2000 Index due November 25, 2009 (suspended 11/25/2009) (symbol: RXY) Accelerated Return Notes Linked to the S&P 500 Index due November 25, 2009 (suspended 11/25/2009) (symbol: SJO) Strategic Accelerated Redemption Securities Linked to the S&P 500 Index due November 30, 2009 (suspended 11/30/2009) (symbol: SIT) 100% Principal Protected Conditional Participation Notes Linked to the S&P 500 Index due December 2, 2009 (suspended 12/2/2009) (symbol: SVQ) 9% Callable STock Return Income DEbt Securities due December 4, 2009 payable on the stated maturity date with Exxon Mobil Corporation common stock (suspended 12/4/2009) (symbol: MIX) Strategic Accelerated Redemption Securities Linked tot he S&P 500 Index due December 1, 2010 (suspended 12/7/2009) (symbol: SKP) Callable Stock Return Income Debt Securities due March 1, 2010 Payable on the stated maturity date with Google Inc. common stock (suspended 1/11/2010) (symbol: GKO) Capped Leveraged Index Return Notes Linked to the MSCI Brazil Index Capped due January 20, 2010 (suspended 1/20/2010) (symbol: BPF) Capped Leveraged Index Return Notes Linked to the Russell 2000 Index due January 20, 2010 (suspended 1/20/2010) (symbol: RHQ) Accelerated Return Bear Market Notes Linked to the S&P 500 Index due January 21, 2010 (suspended 1/21/2010) (symbol: SXF) Accelerated Return Notes Linked to the S&P 500 Index due January 21, 2010 (suspended 1/21/2010) (symbol: AQS) Accelerated Return Bear Market Notes Linked to the S&P 500 Index due January 29, 2010 (suspended 1/29/2010) (symbol: BSB) Accelerated Return Notes Linked to the Consumer Staples Select Sector Index due January 29, 2010 (suspended 1/29/2010) (symbol: CAK) Accelerated Return Notes Linked to the MSCI EAFE Index due January 29, 2010 (suspended 1/29/2010) (symbol: AMO) Accelerated Return Notes Linked to the S&P 500 Index due January 29, 2010 (suspended 1/29/2010) (symbol: SQD) Capped Leveraged Index Return Notes Linked to the MSCI Emerging Markets Index due January 29, 2010 (suspended 1/29/2010) (symbol: MKI) 11% Callable STock Return Income DEbt Securities due February 8, 2010 payable on the stated maturity date with The Home Depot, Inc. common stock (suspended 2/8/2010) (symbol: HRO) Capped Leveraged Index Return Notes Linked to the S&P 500 Index due 2/26/2010 (suspended 2/26/2010) (symbol: SPI) Strategic Accelerated Redemption Securities Linked to the S&P 500 Index due March 8, 2010 (suspended 3/8/2010) (symbol: SHJ) This action is being taken pursuant to the provisions of Rule 12d2-2(a)(2), as NYSE Regulation has been notified that the above issues have matured by their terms. Accordingly, each of the above issues has been suspended from trading on NYSE Arca prior to the opening of business on the date noted.
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