0001206774-20-002602.txt : 20200825 0001206774-20-002602.hdr.sgml : 20200825 20200825191756 ACCESSION NUMBER: 0001206774-20-002602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200820 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrea Douglas J CENTRAL INDEX KEY: 0001336287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04324 FILM NUMBER: 201133847 MAIL ADDRESS: STREET 1: C/O ANDREA ELECTRONICS CORPORATION STREET 2: 65 ORVILLE RAOD CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDREA ELECTRONICS CORP CENTRAL INDEX KEY: 0000006494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 110482020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: (631) 719-1800 MAIL ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: ANDREA RADIO CORP DATE OF NAME CHANGE: 19911204 4 1 andrea35772911-form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-08-20 0 0000006494 ANDREA ELECTRONICS CORP ANDR 0001336287 Andrea Douglas J C/O ANDREA ELECTRONICS CORPORATION 620 JOHNSON AVENUE, SUITE I-B BOHEMIA NY 11716 1 1 0 0 President & CEO Common Stock 2020-08-20 4 P 0 110000 0.0339 A 2879700 D Common Stock 2020-08-24 4 P 0 35100 0.0340 A 2914800 D Common Stock 2020-08-25 4 P 0 4900 0.0386 A 2919700 D Common Stock 3876 I By Daughter Employee Stock Option (right to buy) 0.05 2017-11-16 2026-11-16 Common Stock 1400000 1400000 D Stock Option (right to buy) 0.06 2016-08-07 2025-08-07 Common Stock 500000 500000 D Stock Option (right to buy) 0.1 2015-09-02 2024-09-02 Common Stock 500000 500000 D Stock Options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019. Stock Options granted on August 7, 2015 will vest as follows: 33.3% on August 7, 2016, 33.3% on August 7, 2017 and 33.4% on August 7, 2018. Stock Options granted on September 2, 2014 vested as follows: 33.3% on September 2, 2015, 33.3% on September 2, 2016 and 33.4% on September 2, 2017. /s/ Corisa Guiffre, Power of Attorney 2020-08-25