-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZ+zksIPA01BMv3XVzof12H5j5YmuMyOEoKHvqOV7UvcjoSBqVm+cSs/amc2rnTh Rz6ECsgsf+7+ttP/pvLyjg== 0000950114-97-000065.txt : 19970222 0000950114-97-000065.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950114-97-000065 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERCANTILE BANCORPORATION INC CENTRAL INDEX KEY: 0000064907 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430951744 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13325 FILM NUMBER: 97535566 BUSINESS ADDRESS: STREET 1: P O BOX 524 STREET 2: P O BOX 524 CITY: ST LOUIS STATE: MO ZIP: 63166-0524 BUSINESS PHONE: 3144252525 MAIL ADDRESS: STREET 1: P O BOX 524 CITY: ST LOUIS STATE: MO ZIP: 63166-0524 FORMER COMPANY: FORMER CONFORMED NAME: MERCANTILE TRUST CO DATE OF NAME CHANGE: 19720229 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MERCANTILE BANCORPORATION INC CENTRAL INDEX KEY: 0000064907 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430951744 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 524 STREET 2: P O BOX 524 CITY: ST LOUIS STATE: MO ZIP: 63166-0524 BUSINESS PHONE: 3144252525 MAIL ADDRESS: STREET 1: P O BOX 524 CITY: ST LOUIS STATE: MO ZIP: 63166-0524 FORMER COMPANY: FORMER CONFORMED NAME: MERCANTILE TRUST CO DATE OF NAME CHANGE: 19720229 SC 13G/A 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment # 18 Mercantile Bancorporation Inc. - --------------------------------------------------------------- (Name of Issuer) Common Stock - --------------------------------------------------------------- (Title of Class of Securities) 587342106 - --------------------------------------------------------------- CUSIP Number Check the following box if a fee is being paid with this statement. / / CUSIP NO. 587342106 1) Names of Reporting Persons Mercantile Bancorporation Inc. S.S. or I.R.S. Identifica- 43-0951744 tion Nos. of above Persons 2) Check the appropriate Box if a member of a group (a) (b) 3) SEC Use Only 4) Citizenship or Place of Organization Missouri (5) Sole Voting Power 2,532,228 Number Of Shares Beneficially (6) Shared Voting Power 359,015 Owned by Each Reporting (7) Sole Dispositive Power 3,380,006 Person With (8) Shared Dispositive Power 1,210,545 9) Aggregate Amount Beneficially Owned by Each Reporting Person 5,166,512 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11) Percent of Class Represented by Amount in Row 9 8.4% 12) Type of Reporting Person H.C. 2 Item 1(a) Name of Issuer: Mercantile Bancorporation Inc. Item 1(b) Address of Issuer's Principal Executive Offices: #1 Mercantile Center St. Louis, Missouri 63101 Item 2(a) Name of Person Filing: This filing is made by Mercantile Bancorporation Inc., ("MBI"), as a Parent Holding Company pursuant to section 240.13d-1(b)(ii)(G) on behalf of its subsidiaries identified in "Exhibit A" hereto. Item 2(b) Address of Principal Business Offices or, if none, Residence: #1 Mercantile Center St. Louis, Missouri 63101 Item 2(c) Citizenship MBI is a corporation organized and existing under the laws of the State of Missouri, with its principal location in the State of Missouri. Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 587342106 Item 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a) (19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F) (g) [x] Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H) 3 Item 4. Ownership. (a)Amount Beneficially Owned: 5,166,512 (b)Percent of Class: 8.4% (c)Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,532,228 (ii) shared power to vote or to direct the vote 359,015 (iii) sole power to dispose or to direct the disposition of 3,380,006 (iv) shared power to dispose or to direct the disposition of 1,210,545
Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See Exhibit A Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable 4 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth on this statement is true, complete and correct. 2/12/97 - --------------------------------------- Date Mercantile Bancorporation Inc. BY: /s/ Janie Greenwood Harris - --------------------------------------- Janie Greenwood Harris, Senior Attorney 5 EXHIBIT A Item 7. Identification of Relevant Subsidiaries Name Item 3 Classification =============================================================================================================== Mercantile Bank N.A. Bank Mercantile Trust Company N.A. Trust Company Mercantile Bank of Joplin Bank Mercantile Bank of Kansas City Bank Mercantile Bank of South Central Missouri Bank Mercantile Bank of Illinois Bank Mercantile Bank of South East Missouri Bank Mercantile Bank of St. Joseph Bank Mercantile Bank of Southern Illinois Bank Mercantile Bank Bank Mercantile Bank of Topeka Bank Mercantile Bank of Dubuque N.A. Bank Mercantile Bank of Sterling-Rock Falls Bank Mercantile Bank of Western Iowa Bank Mercantile Bank of Eastern Iowa Bank Mississippi Valley Advisors Inc. Investment Adviser
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