0001127602-21-012328.txt : 20210330
0001127602-21-012328.hdr.sgml : 20210330
20210330170112
ACCESSION NUMBER: 0001127602-21-012328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210329
FILED AS OF DATE: 20210330
DATE AS OF CHANGE: 20210330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moriarty Thomas M
CENTRAL INDEX KEY: 0001412221
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01011
FILM NUMBER: 21787379
MAIL ADDRESS:
STREET 1: 100 PARSONS POND DRIVE
CITY: FRANKLIN LAKES
STATE: NJ
ZIP: 07417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CVS HEALTH Corp
CENTRAL INDEX KEY: 0000064803
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 050494040
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CVS DR.
CITY: WOONSOCKET
STATE: RI
ZIP: 02895
BUSINESS PHONE: 4017651500
MAIL ADDRESS:
STREET 1: ONE CVS DR.
CITY: WOONSOCKET
STATE: RI
ZIP: 02895
FORMER COMPANY:
FORMER CONFORMED NAME: CVS CAREMARK CORP
DATE OF NAME CHANGE: 20070509
FORMER COMPANY:
FORMER CONFORMED NAME: CVS/CAREMARK CORP
DATE OF NAME CHANGE: 20070322
FORMER COMPANY:
FORMER CONFORMED NAME: CVS CORP
DATE OF NAME CHANGE: 19970128
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-29
0000064803
CVS HEALTH Corp
CVS
0001412221
Moriarty Thomas M
ONE CVS DRIVE
WOONSOCKET
RI
02895
1
EVP & General Counsel
Common Stock
2021-03-29
4
M
0
62943
74.29
A
62943
D
Common Stock
2021-03-29
4
S
0
62943
76.15
D
0
D
Common Stock
18226.0221
I
By GRAT
Common Stock (restricted)
12778
D
Stock Unit
45455.2448
D
Stock Option
74.29
2021-03-29
4
M
0
62943
0
D
2015-04-01
2021-04-01
Common Stock
62943
0
D
Stock Option
48.67
2015-10-01
2022-10-01
Common Stock
0
0
D
Stock Option
102.26
2016-04-01
2022-04-01
Common Stock
51361
51361
D
Stock Option
104.82
2017-04-01
2023-04-01
Common Stock
71696
71696
D
Stock Option
78.05
2018-04-03
2024-04-03
Common Stock
125224
125224
D
Stock Option
62.21
2019-04-01
2025-04-01
Common Stock
145959
145959
D
Stock Option
54.19
2020-04-01
2029-04-01
Common Stock
202007
202007
D
Stock Option
58.34
2021-04-01
2030-04-01
Common Stock
197116
197116
D
All sales were effected pursuant to a Rule 10b5-1 plan.
Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sale prices ranging between $75.51 and $76.68 per share.
Option became exercisable in four equal annual installments, commencing 4/1/2015.
Option became exercisable in three equal annual installments, commencing 10/1/2015.
Option became exercisable in four equal annual installments, commencing 4/1/2016.
Option became exercisable in four equal annual installments, commencing 4/1/2017.
Option became exercisable in four equal annual installments, commencing 4/3/2018.
Option became exercisable in four equal annual installments, commencing 4/1/2019.
Option became exercisable in four equal annual installments, commencing 4/1/2020.
The number of shares subject to the option were calculated using a 30-day average price.
Option becomes exercisable in four equal annual installments, commencing 4/1/2021.
/s/ Thomas M. Moriarty
2021-03-30