0001127602-20-013221.txt : 20200403 0001127602-20-013221.hdr.sgml : 20200403 20200403172029 ACCESSION NUMBER: 0001127602-20-013221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERLO LARRY J CENTRAL INDEX KEY: 0001194413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 20774669 MAIL ADDRESS: STREET 1: ONE CVS DR CITY: WOONSOCKET STATE: RI ZIP: 02895 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS HEALTH Corp CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS CAREMARK CORP DATE OF NAME CHANGE: 20070509 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-04-01 0000064803 CVS HEALTH Corp CVS 0001194413 MERLO LARRY J ONE CVS DRIVE WOONSOCKET RI 02895- 1 1 President and CEO Common Stock 2020-04-01 4 F 0 8868 58.34 D 510054.9407 D Common Stock 393960.7202 I By Trust As Beneficiary Common Stock (restricted) 62321 D ESOP Common Stock 11173.344 I By ESOP Stock Unit 669868.7435 D Stock Option 58.61 2020-04-01 4 A 0 478711 58.61 A 2021-04-01 2030-04-01 Common Stock 478711 478711 D Phantom Stock Credits 1.00 Common Stock 5151.9988 5151.9988 D Stock Option 74.29 2015-04-01 2021-04-01 Common Stock 335697 335697 D Stock Option 102.26 2016-04-01 2022-04-01 Common Stock 273929 273929 D Stock Option 104.82 2017-04-01 2023-04-01 Common Stock 286787 286787 D Stock Option 78.05 2018-04-03 2024-04-03 Common Stock 338105 338105 D Stock Option 62.21 2019-04-01 2025-04-01 Common Stock 394091 394091 D Stock Option 54.19 2020-04-01 2029-04-01 Common Stock 545419 545419 D Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award. The number of shares subject to the option were calculated using a 30-day average price. Option becomes exercisable in four equal annual installments, commencing 4/1/2021. Each share credit is equivalent to one share; 1-for-1 conversion. Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. Option became exercisable in four equal annual installments, commencing 4/1/2015. Option became exercisable in four equal annual installments, commencing 4/1/2016. Option became exercisable in four equal annual installments, commencing 4/1/2017. Option became exercisable in four equal annual installments, commencing 4/3/2018. Option became exercisable in four equal annual installments, commencing 4/1/2019. Option became exercisable in four equal annual installments, commencing 4/1/2020. Larry J. Merlo 2020-04-03