0001127602-17-027344.txt : 20170912 0001127602-17-027344.hdr.sgml : 20170912 20170912173325 ACCESSION NUMBER: 0001127602-17-027344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170911 FILED AS OF DATE: 20170912 DATE AS OF CHANGE: 20170912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Denton David M CENTRAL INDEX KEY: 0001428718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 171081833 MAIL ADDRESS: STREET 1: ONE CVS DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS HEALTH Corp CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS CAREMARK CORP DATE OF NAME CHANGE: 20070509 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-09-11 0000064803 CVS HEALTH Corp CVS 0001428718 Denton David M ONE CVS DRIVE WOONSOCKET RI 02895- 1 EVP and CFO Common Stock 2017-09-11 4 S 0 23855 79.61 D 141096.399 D Common Stock 2017-09-11 4 S 0 105040 79.68 D 36056.399 D Common Stock 2017-09-11 4 M 0 108183 54.53 A 144239.399 D Common Stock 2017-09-11 4 S 0 108183 79.62 D 36056.399 D Common Stock (restricted) 152877 D ESOP Common Stock 1710.1708 I By ESOP Stock Option 54.53 2017-09-11 4 M 0 108183 0 D 2014-04-01 2020-04-01 Common Stock 108183 0 D Stock Option 74.29 2015-04-01 2021-04-01 Common Stock 62943 62943 D Stock Option 102.26 2016-04-01 2022-04-01 Common Stock 59922 59922 D Stock Option 104.82 2017-04-01 2023-04-01 Common Stock 71696 71696 D Stock Option 78.05 2018-04-03 2024-04-03 Common Stock 100179 100179 D All sales were effected pursuant to a Rule 10b5-1 plan. Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.33 and $80.00 per share. Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.35 and $80.00 per share. Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging between $79.33 and $80.00 per share. Option became exercisable in four equal annual installments, commencing 4/1/2014. Option became exercisable in four equal annual installments, commencing 4/1/2015. Option became exercisable in four equal annual installments, commencing 4/1/2016. Option became exercisable in four equal annual installments, commencing 4/1/2017. Option becomes exercisable in four equal annual installments, commencing 4/3/2018. /c/ David M. Denton 2017-09-12