0001127602-17-021306.txt : 20170613 0001127602-17-021306.hdr.sgml : 20170613 20170613162232 ACCESSION NUMBER: 0001127602-17-021306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170612 FILED AS OF DATE: 20170613 DATE AS OF CHANGE: 20170613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS HEALTH Corp CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS CAREMARK CORP DATE OF NAME CHANGE: 20070509 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Denton David M CENTRAL INDEX KEY: 0001428718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 17909113 MAIL ADDRESS: STREET 1: ONE CVS DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-12 0000064803 CVS HEALTH Corp CVS 0001428718 Denton David M ONE CVS DRIVE WOONSOCKET RI 02895- 1 EVP and CFO Common Stock 2017-06-12 4 M 0 12420 40.28 A 176982.8314 D Common Stock 2017-06-12 4 M 0 110912 45.07 A 287894.8314 D Common Stock 2017-06-12 4 M 0 107178 34.96 A 395072.8314 D Common Stock 2017-06-12 4 S 0 230510 80.00 D 164562.8314 D Common Stock (restricted) 152877 D ESOP Common Stock 1688.7488 I By ESOP Stock Option 40.28 2017-06-12 4 M 0 12420 0 D 2011-03-05 2018-03-05 Common Stock 12420 0 D Stock Option 45.07 2017-06-12 4 M 0 110912 0 D 2013-04-02 2019-04-02 Common Stock 110912 0 D Stock Option 34.96 2017-06-12 4 M 0 107178 0 D 2012-04-01 2018-04-01 Common Stock 107178 0 D Stock Option 54.53 2014-04-01 2020-04-01 Common Stock 108183 108183 D Stock Option 74.29 2015-04-01 2021-04-01 Common Stock 62943 62943 D Stock Option 102.26 2016-04-01 2022-04-01 Common Stock 59922 59922 D Stock Option 104.82 2017-04-01 2023-04-01 Common Stock 71696 71696 D Stock Option 78.05 2018-04-03 2024-04-03 Common Stock 100179 100179 D All sales were effected pursuant to a Rule 10b5-1 plan. Option became exercisable in three equal annual installments, commencing 3/5/2011. Option became exercisable in four equal annual installments, commencing 4/2/2013. Option became exercisable in four equal annual installments, commencing 4/1/2012. Option became exercisable in four equal annual installments, commencing 4/1/2014. Option became exercisable in four equal annual installments, commencing 4/1/2015. Option became exercisable in four equal annual installments, commencing 4/1/2016. Option became exercisable in four equal annual installments, commencing 4/1/2017. Option becomes exercisable in four equal annual installments, commencing 4/3/2018. /c/ David M. Denton 2017-06-13