0001127602-15-013956.txt : 20150403 0001127602-15-013956.hdr.sgml : 20150403 20150403165653 ACCESSION NUMBER: 0001127602-15-013956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150401 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS HEALTH Corp CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS CAREMARK CORP DATE OF NAME CHANGE: 20070509 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan Troyen A CENTRAL INDEX KEY: 0001351402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 15751757 MAIL ADDRESS: STREET 1: AETNA INC. STREET 2: 151 FARMINGTON AVENUE CITY: HARTFORD STATE: CT ZIP: 06156 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-04-01 0000064803 CVS HEALTH Corp CVS 0001351402 Brennan Troyen A ONE CVS DRIVE WOONSOCKET RI 02895 1 EVP, Chief Medical Officer Common Stock 2015-04-01 4 F 0 2234 102.26 D 57510.059 D Common Stock 2015-04-01 4 M 0 16747 34.96 A 74257.059 D Common Stock 2015-04-01 4 S 0 16747 102.26 D 57510.059 D Common Stock (restricted) 2015-04-01 4 A 0 6845 102.26 A 43858 D Common Stock 2015-04-02 4 F 0 3989 102.71 D 61841.059 D Common Stock 2015-04-02 4 M 0 16637 45.07 A 78478.059 D Common Stock 2015-04-02 4 S 0 16637 102.71 D 61841.059 D Stock Option 34.96 2015-04-01 4 M 0 16747 0 D 2012-04-01 2018-04-01 Common Stock 16747 0 D Stock Option 102.26 2015-04-01 4 A 0 47937 102.26 A 2016-04-01 2022-04-01 Common Stock 47937 47937 D Stock Option 45.07 2015-04-02 4 M 0 16637 0 D 2013-04-02 2019-04-02 Common Stock 16637 16637 D Stock Option 54.53 2014-04-01 2020-04-01 Common Stock 47207 47207 D Stock Option 74.29 2015-04-01 2021-04-01 Common Stock 54550 54550 D Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award. All sales were effected pursuant to a Rule 10b5-1 plan. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $101.60 and $102.47 per share. Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2018 and 50% 4/1/2020. Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $101.75 and $103.24 per share. Option became exercisable in four equal annual installments, commencing 4/1/2012. Option becomes exercisable in four equal annual installments, commencing 4/1/2016. Option became exercisable in four equal annual installments, commencing 4/2/2013. Option became exercisable in four equal annual installments, commencing 4/1/2014. Option became exercisable in four equal annual installments, commencing 4/1/2015. /s/ Troyen Brennan 2015-04-03