0001127602-14-000810.txt : 20140103 0001127602-14-000810.hdr.sgml : 20140103 20140103163418 ACCESSION NUMBER: 0001127602-14-000810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS CAREMARK CORP CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 FORMER COMPANY: FORMER CONFORMED NAME: MELVILLE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERLO LARRY J CENTRAL INDEX KEY: 0001194413 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 14506266 MAIL ADDRESS: STREET 1: ONE CVS DR CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0000064803 CVS CAREMARK CORP CVS 0001194413 MERLO LARRY J ONE CVS DRIVE WOONSOCKET RI 02895- 1 1 President and CEO Common Stock 2014-01-02 4 M 0 46393 28.10 A 163425.5778 D Common Stock 2014-01-02 4 S 0 46393 70.80 D 117032.5778 D Common Stock 2014-01-02 4 M 0 46393 28.10 A 163425.5778 D Common Stock 2014-01-02 4 S 0 46393 70.75 D 117032.5778 D Common Stock 2014-01-02 4 M 0 68044 34.42 A 185076.5778 D Common Stock 2014-01-02 4 S 0 68044 70.74 D 117032.5778 D Common Stock 2014-01-02 4 M 0 68045 34.42 A 185077.5778 D Common Stock 2014-01-02 4 S 0 68045 70.75 D 117032.5778 D Common Stock 340689.6498 I By Trust As Beneficiary Common Stock (restricted) 264753 D ESOP Common Stock 6364.8613 I By ESOP Stock Unit 408649.2596 D Stock Option 28.10 2014-01-02 4 M 0 46393 0 D 2010-04-01 2016-04-01 Common Stock 46393 139179 D Stock Option 28.10 2014-01-02 4 M 0 46393 0 D 2010-04-01 2016-04-01 Common Stock 46393 92786 D Stock Option 34.42 2014-01-02 4 M 0 68044 0 D 2008-04-02 2014-04-02 Common Stock 68044 68045 D Stock Option 34.42 2014-01-02 4 M 0 68045 0 D 2008-04-02 2014-04-02 Common Stock 68045 0 D Phantom Stock Credits 1.00 Common Stock 5189.4696 5189.4696 D Stock Option 41.17 2009-04-01 2015-04-01 Common Stock 144144 144144 D Stock Option 36.23 2011-04-01 2017-04-01 Common Stock 152988 152988 D Stock Option 34.96 2012-04-01 2018-04-01 Common Stock 241150 241150 D Stock Option 45.07 2013-04-02 2019-04-02 Common Stock 332736 332736 D Stock Option 54.53 2014-04-01 2020-04-01 Common Stock 314713 314713 D All sales were effected pursuant to a Rule 10b5-1 plan. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.58 and $71.05 per share. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.57 and $71.08 per share. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.64 and $70.98 per share. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.61 and $71.05 per share. Option became exercisable in three equal annual installments, commencing 4/1/2010. Option became exercisable in three equal annual installments, commencing 4/2/2008. Each share credit is equivalent to one share; 1-for-1 conversion. Reflects 2002 and 2003 year end company match share credits of 33 and 27, respectively, under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such timee as has been elected by the reporting person. Option became exercisable in three equal annual installments, commencing 4/1/2009. Option became exercisable in three equal annual installments, commencing 4/1/2011. Option became exercisable in four equal annual installments, commencing 4/1/2012. Option became exercisable in four equal annual installments, commencing 4/2/2013. Option becomes exercisable in four equal annual installments, commencing 4/1/2014. Larry J. Merlo 2014-01-02