0001127602-14-000798.txt : 20140103 0001127602-14-000798.hdr.sgml : 20140103 20140103162630 ACCESSION NUMBER: 0001127602-14-000798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS CAREMARK CORP CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 FORMER COMPANY: FORMER CONFORMED NAME: MELVILLE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Jonathan C CENTRAL INDEX KEY: 0001410515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 14506134 MAIL ADDRESS: STREET 1: ONE CVS DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0000064803 CVS CAREMARK CORP CVS 0001410515 Roberts Jonathan C ONE CVS DRIVE WOONSOCKET RI 02895- 1 EVP & President, Caremark Common Stock 2013-09-05 5 G 0 E 850 58.46 D 29228.6731 D Common Stock 2014-01-02 4 M 0 60484 34.42 A 89785.6731 D Common Stock 2014-01-02 4 S 0 60484 70.61 D 29301.6731 D Common Stock 2014-01-02 4 M 0 101708 28.10 A 131009.6731 D Common Stock 2014-01-02 4 S 0 101708 70.61 D 29301.6731 D Common Stock (pep) 11095.1197 D Common Stock (restricted) 65333 D ESOP Common Stock 5097.1602 I By ESOP Stock Unit 40563.4043 D Stock Option 34.42 2014-01-02 4 M 0 60484 0 D 2008-04-02 2014-04-02 Common Stock 60484 0 D Stock Option 28.10 2014-01-02 4 M 0 101708 0 D 2010-04-01 2016-04-01 Common Stock 101708 0 D Phantom Stock Credits 1.00 Common Stock 1432.6759 1432.6759 D Stock Option 41.17 2009-04-01 2015-04-01 Common Stock 86487 86487 D Stock Option 36.23 2011-04-01 2017-04-01 Common Stock 61196 61196 D Stock Option 34.96 2012-04-01 2018-04-01 Common Stock 85743 85743 D Stock Option 45.07 2013-04-02 2019-04-02 Common Stock 77639 77639 D Stock Option 54.53 2014-04-01 2020-04-01 Common Stock 68844 68844 D Stock Option 45.93 2015-09-04 2022-09-04 Common Stock 108870 108870 D All sales were effected pursuant to a Rule 10b5-1 plan. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.19 and $70.97 per share. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $70.19 and $70.97 per share. Option became exercisable in three annual installments, commencing 4/2/2008. Option became exercisable in three annual installments, commencing 4/1/2010. Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. Option became exercisable in three annual installments, commencing 4/1/2009. Option became exercisable in three annual installments, commencing 4/1/2011. Option became exercisable in four equal annual installments, commencing 4/1/2012. Option became exercisable in four equal annual installments, commencing 4/2/2013. Option becomes exercisable in four equal annual installments, commencing 4/1/2014. Option becomes exercisable in three equal annual installments, commencing 9/4/2015. Jonathan C. Roberts 2014-01-02