0001127602-11-024799.txt : 20110906 0001127602-11-024799.hdr.sgml : 20110905 20110906162203 ACCESSION NUMBER: 0001127602-11-024799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Jonathan C CENTRAL INDEX KEY: 0001410515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01011 FILM NUMBER: 111076044 MAIL ADDRESS: STREET 1: ONE CVS DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVS CAREMARK CORP CENTRAL INDEX KEY: 0000064803 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 050494040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 4017651500 MAIL ADDRESS: STREET 1: ONE CVS DR. CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: CVS/CAREMARK CORP DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: CVS CORP DATE OF NAME CHANGE: 19970128 FORMER COMPANY: FORMER CONFORMED NAME: MELVILLE CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-09-01 0000064803 CVS CAREMARK CORP CVS 0001410515 Roberts Jonathan C ONE CVS DRIVE WOONSOCKET RI 02895- 1 EVP & COO, Caremark Common Stock 2011-09-01 4 M 0 48000 22.445 A 66611.9506 D Common Stock 2011-09-01 4 S 0 48000 36.01 D 18611.9506 D Common Stock (restricted) 54944 D ESOP Common Stock 4942.4291 I By ESOP Stock Unit 21437.1417 D Stock Option 22.445 2011-09-01 4 M 0 48000 0 D 2006-01-05 2012-01-05 Common Stock 48000 0 D Phantom Stock Credits 1.00 Common Stock 1441.2722 1441.2722 D Stock Option 30.035 2007-04-03 2013-04-03 Common Stock 64546 64546 D Stock Option 34.42 2008-04-02 2014-04-02 Common Stock 60484 60484 D Stock Option 41.17 2009-04-01 2015-04-01 Common Stock 86487 86487 D Stock Option 28.10 2010-04-01 2016-04-01 Common Stock 101708 101708 D Stock Option 36.23 2011-04-01 2017-04-01 Common Stock 61196 61196 D Stock Option 34.96 2012-04-01 2018-04-01 Common Stock 85743 85743 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $35.81 and $36.25 per share. Option became exercisable in three annual installments, commencing 1/5/2006. Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person. Option became exercisable in three annual installments, commencing 4/3/2007. Option became exercisable in three annual installments, commencing 4/2/2008. Option became exercisable in three annual installments, commencing 4/1/2009. Option became exercisable in three annual installments, commencing 4/1/2010. Option became exercisable in three annual installments, commencing 4/1/2011. Option becomes exercisable in four equal annual installments, commencing 4/1/2012. Jonathan C. Roberts 2011-09-02