8-K 1 d8k.htm FORM 8-K Form 8-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) – March 31, 2006

 


MELLON FINANCIAL CORPORATION

(Exact name of registrant as specified in charter)

 


 

Pennsylvania   1-7410   25-1233834

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

One Mellon Center

500 Grant Street

Pittsburgh, Pennsylvania

  15258
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code – (412) 234-5000

N/A

(Former name or former address, if changed since last report)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



ITEM 8.01. OTHER EVENTS.

By press release dated March 31, 2006, Mellon Financial Corporation (“Mellon”) announced that it has acquired U.S. Trust’s Planned Giving Services group from U.S. Trust Corporation, a wholly owned subsidiary of The Charles Schwab Corporation. Terms of the agreement were not disclosed.

By press release dated April 3, 2006, issued in both the United States and Europe, Mellon announced that it has completed the formation of its previously announced 50:50 joint venture with WestLB AG, WestLB Mellon Asset Management. The new company launched on April 1, 2006. Financial terms have not been disclosed.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) EXHIBITS.

 

Exhibit

Number

 

Description

99.1   Press Release dated March 31, 2006.
99.2   Press Release dated April 3, 2006, as released in the United States.
99.3   Press Release dated 3 April 2006, as released in Europe.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    MELLON FINANCIAL CORPORATION
Date: April 4, 2006   By:  

/s/ Michael A. Bryson

    Michael A. Bryson
    Chief Financial Officer


EXHIBIT INDEX

 

Number  

Description

 

Method of Filing

99.1   Press Release dated March 31, 2006.   Filed herewith
99.2   Press Release dated April 3, 2006, as released in the United States.   Filed herewith
99.3   Press Release dated 3 April 2006, as released in Europe.   Filed herewith