8-K 1 d8k.htm FORM 8-K Form 8-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) – March 16, 2004

 

 

MELLON FINANCIAL CORPORATION

(Exact name of registrant as specified in charter)

 

 

Pennsylvania   1-7410   25-1233834

(State or other jurisdiction

of incorporation)

   (Commission File Number)  

(I.R.S. Employer

Identification No.)

One Mellon Center

500 Grant Street

Pittsburgh, Pennsylvania

       15258
(Address of principal executive offices)       (Zip code)

 

Registrant’s telephone number, including area code – (412) 234-5000

 

ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS

 

The following exhibits are filed herewith and are incorporated by reference into Registration Statement Nos. 333-107400, 333-107400-01, 333-107400-02, 333-107400-03, and 333-107400-04 pertaining to certain debt securities of Mellon Funding Corporation and the related guarantees of Mellon Financial Corporation.

 

Exhibit
Number
  

Description

1.3   Underwriting Agreement dated as of March 16, 2004, among Mellon Funding Corporation (the “Company”), Mellon Financial Corporation (the “Guarantor”), and J.P. Morgan Securities Inc.; Goldman, Sachs & Co.; Mellon Financial Markets, LLC; Morgan Stanley & Co. Incorporated; and UBS Securities LLC, as Underwriters relating to the issuance and sale of $300,000,000 aggregate principal amount of the Company’s 3 1/4% Senior Notes due 2009 and the related guarantees of the Guarantor, together with the Mellon Funding Corporation Underwriting Agreement Standard Provisions (Debt) dated March 24, 2000.
4.25   Form of 3 1/4% Senior Note due 2009

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Dated: March 29, 2004

  

MELLON FINANCIAL CORPORATION

   

By:

  

/s/ MICHAEL A. BRYSON

 

       

Michael A. Bryson

Chief Financial Officer

EXHIBIT INDEX

 

Number
   

Description

   

Method of Filing

1.3    Underwriting Agreement dated as of March 16, 2004    Filed herewith
4.25    Form of 3 1/4% Senior Notes due 2009    Filed herewith