-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBWImRjtoFzNeSpeR3oYr1blFcTLySl+FBBjmdrdom+ptIMvtsVqfY4nXSP3J0Hh pfOA5VMJFnKP4Ho/CztsGA== 0001184622-03-000004.txt : 20030128 0001184622-03-000004.hdr.sgml : 20030128 20030128161016 ACCESSION NUMBER: 0001184622-03-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030124 FILED AS OF DATE: 20030128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 03528042 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BRYSON MICHAEL A CENTRAL INDEX KEY: 0001184622 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O MELLON FINANCIAL CORP. STREET 2: ONE MELLON CENTER, ROOM 4826 CITY: PITTSBURGH STATE: PA ZIP: 15258 4 1 edgar.txt FORM 4 - 01-24-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Michael A. Bryson Mellon Financial Corporation One Mellon Center, 7th Floor PA, Pittsburgh 15258-0001 2. Issuer Name and Ticker or Trading Symbol Mellon Financial Corporation (MEL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 1/24/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |1/24/ | |A | |6500 |A | | |D | | |2003 | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/24/ | |A | |14015 |A | |54911.3179 |D | | |2003 | |2 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |7810 3 |I |401(k) Plan | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |100 |I |By Child 2 4 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |300 |I |By Child 3 4 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |500 |I |By Child 4 4 | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | | |1000 |I |By Wife 4 | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| EMP OPT (Righ|23.19 |1/24/ 2| |A | |14700 |A |1/24/|1/23/|Common Stock|14700 | |14700 |D | | t to Buy) Typ| |003 | | | | | |04 6 |13 | | | | | | | e I 1/03 5 | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Award of Restricted Stock Pursuant to Mellon Financial Corporation Long-Term Profit Incentive Plan (1996) 2. Award of Performance Accelerated Restricted Stock pursuant to Mellon Financial Corporation Long-Term Profit Incentive Plan (1996) 3. Holdings reported as of 12/31/02. 4. I disclaim beneficial ownership of these shares. 5. Reload option rights attached. 6. Grant becomes exercisable in annual increments of one-third each beginning on this date. SIGNATURE OF REPORTING PERSON Michael A. Bryson Carl Krasik - Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----