-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QdgNzroHix8RQ/Qq0eHvV75532bUhKZGkqTJG4rx/5iHk1j5nPDJXFt/st5T2+fF V2/Fp3ax/RTN7SQjK1LOVQ== 0001181431-07-043900.txt : 20070703 0001181431-07-043900.hdr.sgml : 20070703 20070703150455 ACCESSION NUMBER: 0001181431-07-043900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VON SCHACK WESLEY W CENTRAL INDEX KEY: 0001025355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 07960313 BUSINESS ADDRESS: STREET 1: ENERGY EAST CORP STREET 2: P O BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 BUSINESS PHONE: 6073472530 MAIL ADDRESS: STREET 1: ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 4 1 rrd164096.xml MELFORM4 WVONSCHACK 070107 X0202 4 2007-06-30 1 0000064782 MELLON FINANCIAL CORP MEL 0001025355 VON SCHACK WESLEY W ENERGY EAST CORPORATION P.O. BOX 5224 18 LINK DRIVE BINGHAMTON NY 13902-5224 1 0 0 0 Common Stock 2007-06-30 4 A 0 85.2273 44.00 A 97843.00 D Common Stock 2007-07-01 4 D 0 97843.39 D 0.00 D Common Stock 2007-07-01 4 D 0 4515.00 D 0.00 I Keough IRA Account Option - 2000 - Right to Buy 33.6875 2007-07-01 4 D 0 3300.00 D 2001-04-24 2010-04-23 Common Stock 3300.00 0.00 D Option - 2001 - Right to Buy 42.50 2007-07-01 4 D 0 3300.00 D 2002-04-20 2011-04-19 Common Stock 3300.00 0.00 D Option - 2002 - Right to Buy 38.61 2007-07-01 4 D 0 3300.00 D 2003-04-19 2012-04-18 Common Stock 3300.00 0.00 D Option - 2003 - Right to Buy 24.83 2007-07-01 4 D 0 3300.00 D 2004-04-21 2013-04-20 Common Stock 3300.00 0.00 D Option - 2004 - Right to Buy 31.18 2007-07-01 4 D 0 3300.00 D 2005-04-23 2014-04-22 Common Stock 3300.00 0.00 D Option - 2005 - Right to Buy 27.45 2007-07-01 4 D 0 3300.00 D 2006-04-22 2015-04-21 Common Stock 3300.00 0.00 D Deferred Share Units 2007-07-01 4 D 0 4250.35 D Common Stock 4250.35 0.00 D Phantom stock acquired pursuant to the Elective Deferred Compensation Plan for Directors (Post 12/31/04) payable at a specified date in shares of Mellon Financial Corporation common stock. Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger"). The options, which provided for full vesting one year from the date of the option grant, were exchanged in the Merger for an equal number of options of BNY Mellon. 1-for-1. Disposed of in exchange for an equal number of deferred share units of BNY Mellon pursuant to the Merger. 2,321.35 of the deferred share units vested on April 17, 2007. The remaining deferred share units vest on the date of BNY Mellon's 2008 Annual Meeting of Shareholders. Vested deferred share units are payable in shares of common stock on the 30th day following the grantee's termination of service as a director. Deferred share units pay dividend equivalents which are reinvested in additional deferred share units. /s/ Carl Krasik, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----