-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STroDRFlIOn/Tf0ZUSkZ8ZNm2W8ehu5FYOXTJZOeh6G8Q7DVapKDD+kjomK38WPc lbSlHTiOYl21Qf8jHB0SJw== 0001181431-07-043879.txt : 20070703 0001181431-07-043879.hdr.sgml : 20070703 20070703145748 ACCESSION NUMBER: 0001181431-07-043879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALERMO JAMES P CENTRAL INDEX KEY: 0001201586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 07960237 BUSINESS ADDRESS: STREET 1: MELLON FINANCIAL CORP. STREET 2: ONE MELLON CENTER CITY: PITTSBURGH STATE: PA ZIP: 15258 4 1 rrd164035.xml MELFORM4 JPALERMO 070107 X0202 4 2007-07-01 1 0000064782 MELLON FINANCIAL CORP MEL 0001201586 PALERMO JAMES P MELLON FINANCIAL CENTER SUITE 0152 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2007-07-01 4 D 0 132419.22 D 0.00 D Common Stock 2007-07-01 4 D 0 3481.32 D 0.00 I 401(k) Plan EMP OPT-Right to Buy-Type I 1/98 29.6563 2007-07-01 4 D 0 3200.00 D 1999-01-21 2008-01-20 Common Stock 3200.00 0.00 D EMP OPT-Right to Buy-Type I 10/98 29.3125 2007-07-01 4 D 0 10400.00 D 1999-10-23 2008-10-22 Common Stock 10400.00 0.00 D EMP OPT (Right to Buy) Type I 1/01 44.00 2007-07-01 4 D 0 13100.00 D 2002-01-19 2011-01-18 Common Stock 13100.00 0.00 D EMP OPT-Right to Buy-Type NQ 1/01 44.00 2007-07-01 4 D 0 950.00 D 2002-01-19 2011-01-18 Common Stock 950.00 0.00 D EMP OPT-Right to Buy-Type I 1/02 38.70 2007-07-01 4 D 0 14740.00 D 2003-01-18 2012-01-17 Common Stock 14740.00 0.00 D EMP OPT-Right to Buy-Type I 1/03 23.19 2007-07-01 4 D 0 49400.00 D 2004-01-24 2013-01-23 Common Stock 49400.00 0.00 D EMP OPT-Right to Buy-Type I 1/04 33.47 2007-07-01 4 D 0 25266.00 D 2005-01-23 2014-01-22 Common Stock 25266.00 0.00 D EMP OPT-Right to Buy-Type I 1/05 29.21 2007-07-01 4 D 0 30938.00 D 2006-01-24 2015-01-23 Common Stock 30938.00 0.00 D EMP OPT-Right to Buy-Type NQ 01/06 35.02 2007-07-01 4 D 0 66798.00 D 2007-01-23 2016-01-22 Common Stock 66798.00 0.00 D EMP OPT (Right to Buy) Type NQ 02/20/07 45.97 2007-07-01 4 D 0 148257.00 D 2008-02-20 2017-02-19 Common Stock 148257.00 0.00 D EMP OPT 02/07 Type NQS 45.97 2007-07-01 4 D 0 4064.00 D 2010-07-01 2017-02-19 Common Stock 4064.00 0.00 D Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger"). Holdings reported as of 06/30/2007. The options, which provided for vesting in three equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for vesting on the third anniversary of the consummation of the Merger, were exchanged in the Merger for an equal number of options of BNY Mellon. /s/ Carl Krasik, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----