-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IvqFLN5/cT/EPH7TuUGH44/gmzsk6kO4lclhnmjT288SkyGmKWuy6XgsfoGFZOPK H4flo+GsrJbwBvRtIOmWNQ== 0001181431-07-043878.txt : 20070703 0001181431-07-043878.hdr.sgml : 20070703 20070703145708 ACCESSION NUMBER: 0001181431-07-043878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O HANLEY RONALD P CENTRAL INDEX KEY: 0001180495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 07960227 BUSINESS ADDRESS: STREET 1: DREYFUS CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226000 4 1 rrd164031.xml MELFORM4 RO'HANLEY 070107 X0202 4 2007-07-01 1 0000064782 MELLON FINANCIAL CORP MEL 0001180495 O HANLEY RONALD P MELLON FINANCIAL CENTER SUITE 0151 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2007-07-01 4 D 0 272942.73 D 0.00 D Common Stock 2007-07-01 4 D 0 1761.60 D 0.00 I 401(k) Plan Common Stock 2007-07-01 4 D 0 223.00 D 0.00 I By Son EMP OPT (Right to Buy) Type I 3/99 33.75 2007-07-01 4 D 0 14600.00 D 2000-03-02 2009-03-01 Common Stock 14600.00 0.00 D EMP OPT (Right to Buy) Type I 6/01 43.99 2007-07-01 4 D 0 20000.00 D 2002-06-18 2011-06-19 Common Stock 20000.00 0.00 D EMP OPT-Right to Buy-Type I 1/02 38.70 2007-07-01 4 D 0 15839.00 D 2003-01-18 2012-01-17 Common Stock 15839.00 0.00 D EMP OPT-Right to Buy-Type I 1/04 33.47 2007-07-01 4 D 0 25940.00 D 2005-01-23 2014-01-22 Common Stock 25940.00 0.00 D EMP OPT-Right to Buy-Type I 1/05 29.21 2007-07-01 4 D 0 24433.00 D 2006-01-24 2015-01-23 Common Stock 24433.00 0.00 D EMP OPT-Right to Buy-Type I 01/06 35.02 2007-07-01 4 D 0 23788.00 D 2007-01-23 2016-01-22 Common Stock 23788.00 0.00 D EMP OPT-RTB-Type NQ 04/06 37.43 2007-07-01 4 D 0 72050.00 D 2009-04-21 2016-04-20 Common Stock 72050.00 0.00 D EMP OPT-Right to Buy-Type R 05/06 36.56 2007-07-01 4 D 0 19871.00 D 2009-05-19 2013-01-23 Common Stock 19871.00 0.00 D EMP OPT (Right to Buy) Type NQ 02/20/07 45.97 2007-07-01 4 D 0 387489.00 D 2008-02-20 2017-02-19 Common Stock 387489.00 0.00 D EMP OPT 02/07 Type NQS 45.97 2007-07-01 4 D 0 8006.00 D 2010-07-01 2017-02-19 Common Stock 8006.00 0.00 D Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger"). Holdings reported as of 06/30/2007. I disclaim beneficial ownership of these shares. The options, which provided for vesting in three equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for vesting on the third anniversary of the consummation of the Merger, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for a three-year vesting period, were exchanged in the Merger for an equal number of options of BNY Mellon. /s/ Carl Krasik, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----