-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UNgeHgQB5qeUoDaNSKIjlg+oIErUrxPEJoRExPdp7FAOKmjcRaxR3Hxt1pgy1Cwk C26xxmYKhpCkP4nJBhm0WQ== 0001181431-07-043873.txt : 20070703 0001181431-07-043873.hdr.sgml : 20070703 20070703145348 ACCESSION NUMBER: 0001181431-07-043873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070701 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOTT STEVEN G CENTRAL INDEX KEY: 0001180506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 07960161 BUSINESS ADDRESS: STREET 1: DREYFUS CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226000 4 1 rrd163960.xml MELFORM4 SELLIOTT 070107 X0202 4 2007-07-01 1 0000064782 MELLON FINANCIAL CORP MEL 0001180506 ELLIOTT STEVEN G ROOM 4700, ONE MELLON CENTER PITTSBURGH PA 15258-0001 1 1 0 0 Senior Vice Chairman Common Stock 2007-07-01 4 D 0 804508.62 D 0.00 D Common Stock 2007-07-01 4 D 0 9859.19 D 0.00 I 401(k) Plan EMP OPT (Right to Buy) Type III 1/98 29.6563 2007-07-01 4 D 0 62500.00 D 1999-01-21 2008-01-20 Common Stock 62500.00 0.00 D EMP OPT-Right to Buy-Type I 10/98 29.3125 2007-07-01 4 D 0 70000.00 D 1999-10-23 2008-10-22 Common Stock 70000.00 0.00 D EMP OPT-Right to Buy-Type I 1/99 33.25 2007-07-01 4 D 0 18400.00 D 2000-01-21 2009-01-20 Common Stock 18400.00 0.00 D EMP OPT-Right to Buy-Type III 5/99 35.4375 2007-07-01 4 D 0 43400.00 D 2000-05-18 2009-05-17 Common Stock 43400.00 0.00 D EMP OPT (Right to Buy) Type I 5/00 35.25 2007-07-01 4 D 0 100000.00 D 2001-05-15 2010-05-14 Common Stock 100000.00 0.00 D EMP OPT (Right to Buy) Type I 5/01 43.18 2007-07-01 4 D 0 130000.00 D 2002-05-14 2011-05-13 Common Stock 130000.00 0.00 D EMP OPT-Right to Buy-Type I 1/02 38.70 2007-07-01 4 D 0 62654.00 D 2003-01-18 2012-01-17 Common Stock 62654.00 0.00 D EMP OPT (Right to Buy) Type I 5/02 38.19 2007-07-01 4 D 0 156827.00 D 2003-05-20 2012-05-19 Common Stock 156827.00 0.00 D EMP OPT (Right to Buy) Type I 5/03 25.60 2007-07-01 4 D 0 225350.00 D 2004-05-19 2013-05-18 Common Stock 225350.00 0.00 D EMP OPT-Right to Buy-Type I 5/04 27.67 2007-07-01 4 D 0 145455.00 D 2005-05-17 2014-05-16 Common Stock 145455.00 0.00 D EMP OPT-Right to Buy-Type NQ 5/05 27.91 2007-07-01 4 D 0 213324.00 D 2006-05-17 2015-05-16 Common Stock 213324.00 0.00 D EMP OPT-RTB-Type NQ 05/06 37.33 2007-07-01 4 D 0 125600.00 D 2007-05-15 2016-05-14 Common Stock 125600.00 0.00 D EMP OPT (Right to Buy) Type NQ 02/20/07 45.97 2007-07-01 4 D 0 195095.00 D 2008-02-20 2017-02-19 Common Stock 195095.00 0.00 D EMP OPT 02/07 Type NQS 45.97 2007-07-01 4 D 0 16876.00 D 2010-07-01 2017-02-19 Common Stock 16876.00 0.00 D Disposed of in exchange for an equal number of shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of Mellon Financial Corporation ("MFC") into BNY Mellon (the "Merger"). Holdings reported as of 06/30/2007. The options, which provided for vesting in three equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for vesting in five equal annual installments beginning on the date shown, were exchanged in the Merger for an equal number of options of BNY Mellon. The options, which provided for vesting on the third anniversary of the consummation of the Merger, were exchanged in the Merger for an equal number of options of BNY Mellon. /s/ Carl Krasik, Attorney-in-Fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----