-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBXCiSxt2kBTZsxhttrvXEeLuKRoAi1EPFZiXlLjHiTIjdAbU4oKLbHmTqHb54qm VGNAkOnMQBFDksM5s23Zrg== 0001181431-07-013527.txt : 20070222 0001181431-07-013527.hdr.sgml : 20070222 20070222170834 ACCESSION NUMBER: 0001181431-07-013527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070220 FILED AS OF DATE: 20070222 DATE AS OF CHANGE: 20070222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMERE DAVID F CENTRAL INDEX KEY: 0001180525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 07643027 BUSINESS ADDRESS: STREET 1: DREYFUS CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226000 4 1 rrd148103.xml FORM 4 DFLAMERE 022007 X0202 4 2007-02-20 0 0000064782 MELLON FINANCIAL CORP MEL 0001180525 LAMERE DAVID F MELLON FINANCIAL CENTER SUITE 0158 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2007-02-20 4 A 0 9789.00 A 104804.31 D Common Stock 2007-02-20 4 A 0 9673.00 A 114477.31 D Common Stock 2007-02-20 4 F 0 6325.00 45.97 D 108152.31 D Common Stock 3174.96 I 401(k) Plan Common Stock 92318.00 I By Wife EMP OPT (Right to Buy) Type NQ 02/07 45.97 2007-02-20 4 A 0 101084.00 A 2008-02-20 2017-02-19 Common Stock 101084.00 101084.00 D EMP OPT (Right to Buy) Type NQS 02/07 45.97 2007-02-20 4 A 0 15041.00 A 2017-02-19 Common Stock 15041.00 15041.00 D Award of Restricted Stock pursuant to Mellon Financial Corporation Long-Term Profit Incentive Plan (2004). Three year vesting period. Not Applicable. Award of Restricted Stock pursuant to Mellon Financial Corporation Long-Term Profit Incentive Plan (2004). Vests on the earlier of the third anniversary date of the consummation of the proposed merger with The Bank of New York or 12/31/2010. Holdings reported as of 12/31/2006. I disclaim beneficial ownership of these shares. Grant becomes exercisable in annual increments of one-fifth beginning on this date. Grant becomes exercisable on the earlier of the third anniversary date of the consummation of the proposed merger with The Bank of New York or 12/31/2010. /s/Carl Krasik, Attorney-in-Fact 2007-02-22 -----END PRIVACY-ENHANCED MESSAGE-----