-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O/dguvrcnZgixWvPL4MDPQmESixspc1U9AA+SjVss/H+vy7zlzh5dyoQ7RwbSmdP NxkPgeWLcHQH5z8dQeSm0A== 0000950168-02-002497.txt : 20020820 0000950168-02-002497.hdr.sgml : 20020820 20020820161857 ACCESSION NUMBER: 0000950168-02-002497 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020815 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MELLON FINANCIAL CORP CENTRAL INDEX KEY: 0000064782 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251233834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07410 FILM NUMBER: 02743914 BUSINESS ADDRESS: STREET 1: ONE MELLON BANK CTR STREET 2: 500 GRANT ST CITY: PITTSBURGH STATE: PA ZIP: 15258-0001 BUSINESS PHONE: 4122345000 FORMER COMPANY: FORMER CONFORMED NAME: MELLON NATIONAL CORP DATE OF NAME CHANGE: 19841014 FORMER COMPANY: FORMER CONFORMED NAME: MELLON BANK CORP DATE OF NAME CHANGE: 19920703 8-K 1 d8k.htm FORM 8K Prepared by R.R. Donnelley Financial -- FORM 8K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) – August 15, 2002
 

 
MELLON FINANCIAL CORPORATION
(Exact name of registrant as specified in charter)
 
Pennsylvania
 
1-7410
 
25-1233834
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
   
One Mellon Center
500 Grant Street
Pittsburgh, Pennsylvania
 
15258
   
(Address of principal executive offices)
 
(Zip code)
 
Registrant’s telephone number, including area code – (412) 234-5000
 
 
 


ITEM 5.
  
OTHER EVENTS
      
    
In a press release dated June 13, 2002, Mellon Financial Corporation (the “Corporation”) stated that it would voluntarily report on Form 8-K all open market purchases and sales, option exercises and awards, stock grants, fund transfers within the 401(k) Plan and gifts other than those among family members by its executive officers and directors. Attached hereto as Exhibit 99.1 is a summary of the one such transaction that occurred during the week of August 12, 2002.
      
ITEM 7.
  
FINANCIAL STATEMENTS AND EXHIBITS
      
Exhibit
Number

  
Description

99.1
  
Specified Transaction of Michael A. Bryson, Chief Financial Officer
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
   
MELLON FINANCIAL CORPORATION
            
            
Date:    August 20, 2002
 
By:  /s/    MICHAEL A. BRYSON        
   
Michael A. Bryson
   
Chief Financial Officer


 
EXHIBIT INDEX
 
Number

  
Description

  
Method of Filing

99.1
  
Specified Transaction of Michael A. Bryson, Chief Financial Officer
  
Filed herewith
EX-99.1 4 dex991.htm SPECIFIED TRANSACTIONS OF MICHAEL A. BRYSON Prepared by R.R. Donnelley Financial -- Specified Transactions of Michael A. Bryson
 
Exhibit 99.1
SPECIFIED TRANSACTION OF MICHAEL A. BRYSON, CHIEF FINANCIAL OFFICER
 
Acquisitions/Dispositions of Equity Securities
 
Name and Title of
Director/Executive
Officer

  
Date of Transaction

  
Title and
Number of
Securities
Involved in
transaction

    
Per Share
Acquisition/
Disposition
Price

    
Aggregate
Value of
Transaction

  
Description of
Nature of Transaction

Michael A. Bryson, Chief Financial Officer
  
8/15/02
  
3,000 Shares of Common Stock
    
$
27.83
    
$
83,490
  
Sold shares in open market transaction

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