8-K 1 d8k.htm FORM 8-K Prepared by R.R. Donnelley Financial -- Form 8-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported)—August 7, 2002
 

 
MELLON FINANCIAL CORPORATION
(Exact name of registrant as specified in charter)
 

 
Pennsylvania
 
1-7410
 
25-1233834
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)
   
One Mellon Center
500 Grant Street
Pittsburgh, Pennsylvania
(Address of principal executive offices)
 
 
15258
(Zip code)
 

 
Registrant’s telephone number, including area code—(412) 234-5000
 
 


Item 7.    Financial Statements and Exhibits
 
All exhibits are furnished pursuant to Item 9.
 
Exhibit
Number

 
Description

99.1
 
                                         Certification of Martin G. McGuinn pursuant to 18 U.S.C. §1350
99.2
 
                                         Certification of Michael A. Bryson pursuant to 18 U.S.C. §1350
99.3
 
                                         Sworn written statement of Martin G. McGuinn
99.4
 
                                         Sworn written statement of Michael A. Bryson
 
Item 9.    Regulation FD Disclosure
 
On August 7, 2002, Mellon Financial Corporation filed with the Securities and Exchange Commission (the “Commission”) its Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 accompanied by the certifications of Martin G. McGuinn, Chief Executive Officer, and Michael A. Bryson, Chief Financial Officer, required pursuant to 18 U.S.C. §1350. Conformed copies of such certifications are attached hereto as Exhibits 99.1 and 99.2.
 
In accordance with the Order issued by the Commission on June 27, 2002 (“Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934,” File No. 4-460), Martin G. McGuinn, principal executive officer of Mellon Financial Corporation, and Michael A. Bryson, principal financial officer of Mellon Financial Corporation, on August 7, 2002, following the filing of the Form 10-Q referred to in the previous paragraph, executed and delivered for filing with the Commission their sworn written statements required by such Order. Conformed copies of such sworn written statements are attached hereto as Exhibits 99.3 and 99.4.

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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
MELLON FINANCIAL CORPORATION
By:
 
/s/    MICHAEL A. BRYSON        

   
Michael A. Bryson
Chief Financial Officer
 
Date: August 7, 2002

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EXHIBIT INDEX
 
Number

  
Description

  
Method of Filing

99.1
  
Certification of Martin G. McGuinn pursuant to 18 U.S.C. §1350
  
Furnished herewith
99.2
  
Certification of Michael A. Bryson pursuant to 18 U.S.C. §1350
  
Furnished herewith
99.3
  
Sworn written statement of Martin G. McGuinn
  
Furnished herewith
99.4
  
Sworn written statement of Michael A. Bryson
  
Furnished herewith
 

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