0000914190-13-000036.txt : 20130110
0000914190-13-000036.hdr.sgml : 20130110
20130110172422
ACCESSION NUMBER: 0000914190-13-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130108
FILED AS OF DATE: 20130110
DATE AS OF CHANGE: 20130110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TENGION INC
CENTRAL INDEX KEY: 0001296391
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 200214813
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3929 WESTPOINT BLVD.
STREET 2: SUITE G
CITY: WINSTON-SALEM
STATE: NC
ZIP: 27103
BUSINESS PHONE: 336-722-5855
MAIL ADDRESS:
STREET 1: 3929 WESTPOINT BLVD.
STREET 2: SUITE G
CITY: WINSTON-SALEM
STATE: NC
ZIP: 27103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MEDTRONIC INC
CENTRAL INDEX KEY: 0000064670
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0429
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34688
FILM NUMBER: 13523592
BUSINESS ADDRESS:
STREET 1: 710 MEDTRONIC PKWY
STREET 2: MS LC300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55432
BUSINESS PHONE: 7635144000
MAIL ADDRESS:
STREET 1: 710 MEDTRONIC PKWY
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55432
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-01-08
0001296391
TENGION INC
TNGN
0000064670
MEDTRONIC INC
710 MEDTRONIC PARKWAY, NE
MINNEAPOLIS
MN
55432
0
0
1
0
Common Stock
247350
D
Common Stock Warrant (right to buy)
28.80
2013-01-08
4
H
0
185513
0
D
2011-03-04
2016-03-04
Common Stock
185513
0
D
Common Stock Warrant (right to buy)
1.10
2013-01-08
4
P
0
4857068
0
A
2013-01-08
2016-03-04
Common Stock
4857068
4857068
D
On 6/14/12, the Company completed a one-for-ten reverse stock split. All common stock amounts and exercise prices in the filing relating to securities acquired prior to 6/14/12 have been adjusted to reflect the one-for-ten reverse stock split.
The reported transactions consist of an amendment and restatement of warrants pursuant to an Exchange Agreement executed January 8, 2013, effective December 31, 2012. The amendment is reported above as the cancellation of a warrant to purchase 185,513 shares at $28.80 per share and the acquisition of a warrant to purchase 4,857,068 shares at $1.10 per share.
Gary L. Ellis, Senior Vice President and Chief Financial Officer
2013-01-10