0000914190-13-000036.txt : 20130110 0000914190-13-000036.hdr.sgml : 20130110 20130110172422 ACCESSION NUMBER: 0000914190-13-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130108 FILED AS OF DATE: 20130110 DATE AS OF CHANGE: 20130110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TENGION INC CENTRAL INDEX KEY: 0001296391 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200214813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3929 WESTPOINT BLVD. STREET 2: SUITE G CITY: WINSTON-SALEM STATE: NC ZIP: 27103 BUSINESS PHONE: 336-722-5855 MAIL ADDRESS: STREET 1: 3929 WESTPOINT BLVD. STREET 2: SUITE G CITY: WINSTON-SALEM STATE: NC ZIP: 27103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEDTRONIC INC CENTRAL INDEX KEY: 0000064670 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] STATE OF INCORPORATION: MN FISCAL YEAR END: 0429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34688 FILM NUMBER: 13523592 BUSINESS ADDRESS: STREET 1: 710 MEDTRONIC PKWY STREET 2: MS LC300 CITY: MINNEAPOLIS STATE: MN ZIP: 55432 BUSINESS PHONE: 7635144000 MAIL ADDRESS: STREET 1: 710 MEDTRONIC PKWY CITY: MINNEAPOLIS STATE: MN ZIP: 55432 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-08 0001296391 TENGION INC TNGN 0000064670 MEDTRONIC INC 710 MEDTRONIC PARKWAY, NE MINNEAPOLIS MN 55432 0 0 1 0 Common Stock 247350 D Common Stock Warrant (right to buy) 28.80 2013-01-08 4 H 0 185513 0 D 2011-03-04 2016-03-04 Common Stock 185513 0 D Common Stock Warrant (right to buy) 1.10 2013-01-08 4 P 0 4857068 0 A 2013-01-08 2016-03-04 Common Stock 4857068 4857068 D On 6/14/12, the Company completed a one-for-ten reverse stock split. All common stock amounts and exercise prices in the filing relating to securities acquired prior to 6/14/12 have been adjusted to reflect the one-for-ten reverse stock split. The reported transactions consist of an amendment and restatement of warrants pursuant to an Exchange Agreement executed January 8, 2013, effective December 31, 2012. The amendment is reported above as the cancellation of a warrant to purchase 185,513 shares at $28.80 per share and the acquisition of a warrant to purchase 4,857,068 shares at $1.10 per share. Gary L. Ellis, Senior Vice President and Chief Financial Officer 2013-01-10