UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported):
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| (State or other jurisdiction of incorporation or organization) |
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(I.R.S. employer identification no.) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class |
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Name of Each Exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 3.01. | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. |
On July 15, 2022, Gencor Industries, Inc. (the “Company”), acting pursuant to authorization from its Board of Directors on May 18, 2022, provided written notice to The NASDAQ Global Market (“NASDAQ”) that the Company is transferring its listing of its common stock, $0.10 per share par value (the “Common Stock”), from NASDAQ to the New York Stock Exchange American (“NYSE American”). The Company expects that listing and trading of the Common Stock on NASDAQ will end at market close on July 29, 2022, and that trading will commence on the NYSE American at market open on August 1, 2022.
The Common Stock has been authorized for listing on the NYSE American, where it will continue to trade under the stock symbol “GENC.”
A copy of the press release issued by the Company on July 19, 2022 in connection with the transfer of the listing of its Common Stock from NASDAQ to the NYSE American is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibit:
| Exhibit No. |
Description of Exhibit | |
| 99.1 | Press Release issued by Gencor Industries, Inc. on July 19, 2022. | |
| 104 | Cover Page Interactive Data File. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 19, 2022
| GENCOR INDUSTRIES, INC. | ||
| By: | /s/ Eric E. Mellen | |
| Eric E. Mellen | ||
| Chief Financial Officer | ||
EXHIBIT 99.1
Gencor Industries, Inc. Announces Transfer of Common Stock listing to the NYSE American
ORLANDO, July 19, 2022 (GLOBE NEWSWIRE) – Gencor Industries, Inc. (the “Company”) (NASDAQ: GENC) today announced that it is transferring the listing of its common stock, $0.10 per share par value (the “Common Stock”), to the New York Stock Exchange American (“NYSE American”) from the NASDAQ Global Market (“NASDAQ”). The Company expects that listing and trading of its Common Stock on NASDAQ will end at market close on July 29, 2022 and that trading will commence on the NYSE American at the market open on August 1, 2022 under its current ticker symbol ‘GENC’.
ABOUT GENCOR INDUSTRIES, INC.
Gencor Industries is a diversified heavy machinery manufacturer for the production of highway construction materials and environmental control machinery and equipment used in a variety of applications.
Document and Entity Information |
Jul. 19, 2022 |
|---|---|
| Cover [Abstract] | |
| Entity Registrant Name | GENCOR INDUSTRIES INC |
| Amendment Flag | false |
| Entity Central Index Key | 0000064472 |
| Document Type | 8-K |
| Document Period End Date | Jul. 19, 2022 |
| Entity Incorporation State Country Code | DE |
| Entity File Number | 001-11703 |
| Entity Tax Identification Number | 59-0933147 |
| Entity Address, Address Line One | 5201 North Orange Blossom Trail |
| Entity Address, City or Town | Orlando |
| Entity Address, State or Province | FL |
| Entity Address, Postal Zip Code | 32810 |
| City Area Code | (407) |
| Local Phone Number | 290-6000 |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Security 12b Title | Common Stock, par value $0.10 per share |
| Trading Symbol | GENC |
| Security Exchange Name | NASDAQ |
| Entity Emerging Growth Company | false |
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