0001031704-16-000003.txt : 20161003 0001031704-16-000003.hdr.sgml : 20161003 20161003103652 ACCESSION NUMBER: 0001031704-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENCOR INDUSTRIES INC CENTRAL INDEX KEY: 0000064472 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 590933147 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5201 N ORANGE BLOSSOM TRAIL CITY: ORLANDO STATE: FL ZIP: 32810 BUSINESS PHONE: 4072906000 MAIL ADDRESS: STREET 1: 5201 N ORANGE BLOSSOM CITY: ORLANDO STATE: FL ZIP: 32810 FORMER COMPANY: FORMER CONFORMED NAME: MECHTRON INTERNATIONAL CORP DATE OF NAME CHANGE: 19880128 FORMER COMPANY: FORMER CONFORMED NAME: MECHTRON GENCO CORP DATE OF NAME CHANGE: 19720411 FORMER COMPANY: FORMER CONFORMED NAME: MECHTRON CORP DATE OF NAME CHANGE: 19690909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott John E CENTRAL INDEX KEY: 0001031704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11703 FILM NUMBER: 161914811 MAIL ADDRESS: STREET 1: 5201 N. ORANGE BLOSSOM TRAIL STREET 2: 5201 N. ORANGE BLOSSOM TRAIL CITY: ORLANDO STATE: FL ZIP: 32810 FORMER NAME: FORMER CONFORMED NAME: ELLIOTT JOHN E DATE OF NAME CHANGE: 19970129 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-19 0 0000064472 GENCOR INDUSTRIES INC GENC 0001031704 Elliott John E 5201 N. ORANGE BLOSSOM TRAIL ORLANDO FL 32810 0 1 0 0 Chief Executive Officer Stock Option (right to buy) 7.013 2016-01-19 4 A 0 45000 7.013 A 2026-01-19 Class B Stock 45000 45000 D Stock Option (right to buy) 11.38 2016-09-26 4 A 0 30000 11.38 A 2026-09-26 Class B Stock 30000 75000 D Options vest and become exercisable in 25% increments on January 19, 2017, January 19, 2018, January 19, 2019, & January 19, 2020. All options expire on January 19, 2026. Options vest and become exercisable in 25% increments on September 26, 2017, September 26, 2018, September 26, 2019, & September 26, 2020. All options expire on September 26, 2026. Eric E. Mellen 2016-10-01