0001493152-22-033629.txt : 20221123 0001493152-22-033629.hdr.sgml : 20221123 20221123173041 ACCESSION NUMBER: 0001493152-22-033629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221122 FILED AS OF DATE: 20221123 DATE AS OF CHANGE: 20221123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marusak Thomas J CENTRAL INDEX KEY: 0001312027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 221417217 MAIL ADDRESS: STREET 1: C/O MECHANICAL TECHNOLOGY INC STREET 2: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soluna Holdings, Inc CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 FORMER COMPANY: FORMER CONFORMED NAME: MECHANICAL TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2022-11-22 0 0000064463 Soluna Holdings, Inc SLNH 0001312027 Marusak Thomas J C/O SOLUNA HOLDINGS, INC. 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 0 0 0 Stock options (Right to Buy) 0.9512 2022-11-22 4 A 0 78125 0 A 2027-11-22 Common Stock 78125 107850 D The stock options were received as compensation for their services on the Board of Directors in lieu of quarterly cash payments for September 30, 2022 and December 31, 2022. The options become exercisable in two equal installments, 50% immediately and 50% on December 31, 2022. The stock options expire five years from the grant date. The exercise price is based on a 25% premium on the closing price of SLNH common stock as of 11/22/2022. /s/ Christopher Gandolfo, Attorney in Fact 2022-11-23