0001003297-17-000175.txt : 20170609 0001003297-17-000175.hdr.sgml : 20170609 20170609085506 ACCESSION NUMBER: 0001003297-17-000175 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MECHANICAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 141462255 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-06890 FILM NUMBER: 17901557 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 8-K 1 mkty6-9.htm kasm06072017final.htm - Prepared by EDGARX.com

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) June 7, 2017

 

MECHANICAL TECHNOLOGY, INCORPORATED

(Exact name of registrant as specified in its charter)

 

 

New York

  

000-06890

  

14-1462255

(State or other jurisdiction

of incorporation)

  

(Commission File Number)

  

(IRS Employer

Identification No.)

 

325 Washington Avenue Extension, Albany, New York 12205

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code  (518) 218-2550

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company                               ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.               ☐

 

 

 

 

 

 

 

Section 5 – Corporate Governance and Management

Item  5.07     Submission of Matters to a Vote of Security Holders.

(a-b) Mechanical Technology, Incorporated held its Annual Meeting of Stockholders on June 7, 2017 (the “Annual Meeting”).  At the Annual Meeting, the Company’s stockholders:

  1. Elected as director Edward R. Hirshfield to hold office until the 2018 Annual Meeting of Stockholders or until his successor is duly elected and qualified;

  2. Elected as director Matthew E. Lipman to hold office until the 2019 Annual Meeting of Stockholders or until his successor is duly elected and qualified;

  3. Elected as director Thomas J. Marusak to hold office until the 2020 Annual Meeting of Stockholders or until his successor is duly elected and qualified;

  4. Elected as director Michael Toporek to hold office until the 2020 Annual Meeting of Stockholders or until his successor is duly elected and qualified;

  5.  Ratified the selection of UHY LLP as the Company’s independent registered public accounting firm for the fiscal year 2017; and

  6. Approved the advisory non-binding vote on executive officer compensation.

At the Annual Meeting, the stockholders voted as follows:

 

 

Matter

 

 

Votes For

Votes Against /

Withheld

 

 

Abstentions

Broker
Non-Votes

1. Election of Edward R. Hirshfield

4,921,639

145,134

N/A

3,293,326

2. Election of Matthew E. Lipman

4,910,739

156,034

N/A

3,293,326

3. Election of Thomas J. Marusak

4,947,731

119,042

N/A

3,293,326

4. Election of Michael Toporek

4,922,189

144,584

N/A

3,293,326

5. Ratification of UHY LLP as the Company’s independent registered public accounting firm for the fiscal year 2017

 

8,158,000

 

127,621

 

74,478

 

N/A

6. Approval of the advisory non-binding vote on executive officer compensation

 

4,841,856

 

206,098

 

18,819

 

3,293,326

 

 

 

 

 

SIGNATURES

Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

MECHANICAL TECHNOLOGY, INCORPORATED

 


Date: June 9, 2017

By: 

 


/s/ Frederick W. Jones

 

Name:

Frederick W. Jones

 

Title:

Chief Executive Officer and Chief Financial Officer