0001003297-16-000745.txt : 20160610 0001003297-16-000745.hdr.sgml : 20160610 20160610084009 ACCESSION NUMBER: 0001003297-16-000745 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160608 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160610 DATE AS OF CHANGE: 20160610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MECHANICAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 141462255 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-06890 FILM NUMBER: 161707442 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 8-K 1 mkty610.htm Prepared by EDGARX.com

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

___________________

 

FORM 8-K

 

___________________

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  

June 8, 2016

 

___________________

 

MECHANICAL TECHNOLOGY, INCORPORATED

(Exact name of registrant as specified in charter)

 

 

New York

  

000-06890

  

14-1462255

(State or other jurisdiction

of incorporation)

  

(Commission File Number)

  

(IRS Employer

Identification No.)

 

325 Washington Avenue Extension, Albany, New York 12205

(Address of principal executive offices) (Zip Code)

 

(518) 218-2550

(Registrant’s telephone number, including area code)

___________________

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

 

 

Section 5 – Corporate Governance and Management

Item  5.07     Submission of Matters to a Vote of Security Holders.

(a-b) Mechanical Technology, Incorporated held its Annual Meeting of Stockholders on June 8, 2016 (the “Annual Meeting”).  At the Annual Meeting, the Company’s stockholders:

  1. Elected as director David C. Michaels to hold office until the 2019 Annual Meeting of Stockholders or until his successor is duly elected and qualified;

  2. Elected as director Dr. Walter L. Robb to hold office until the 2019 Annual Meeting of Stockholders or until his successor is duly elected and qualified;

  3. Ratified the selection of UHY LLP as the Company’s independent registered public accounting firm for the fiscal year 2016; and

  4. Approved the advisory non-binding vote on executive officer compensation.

At the Annual Meeting, the stockholders voted as follows:

 

 

Matter

 

 

Votes For

Votes Against /

Withheld

 

 

Abstentions

Broker
Non-Votes

1. Election of David C. Michaels

999,790

128,702

N/A

3,346,502

2. Election of Dr. Walter L. Robb

962,336

166,156

N/A

3,346,502

3. Ratification of UHY LLP as the Company’s independent registered public accounting firm for the fiscal year 2016

 

4,047,705

 

123,403

 

303,886

 

N/A

4. Approval of the advisory non-binding vote on executive officer compensation

 

863,251

 

221,407

 

43,834

 

3,346,502

 

 

 

 

 

SIGNATURES

Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

MECHANICAL TECHNOLOGY, INCORPORATED

 


Date: June 10, 2016

By: 


/s/ KEVIN G. LYNCH

 

Name:

Kevin G. Lynch

 

Title:

Chairman and Chief Executive Officer