0001003297-16-000546.txt : 20160115 0001003297-16-000546.hdr.sgml : 20160115 20160115155858 ACCESSION NUMBER: 0001003297-16-000546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160114 FILED AS OF DATE: 20160115 DATE AS OF CHANGE: 20160115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MECHANICAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 141462255 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marusak Thomas J CENTRAL INDEX KEY: 0001312027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06890 FILM NUMBER: 161345407 MAIL ADDRESS: STREET 1: C/O MECHANICAL TECHNOLOGY INC STREET 2: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 4 1 marusak.xml PRIMARY DOCUMENT X0306 4 2016-01-14 0000064463 MECHANICAL TECHNOLOGY INC MKTY 0001312027 Marusak Thomas J C/O MECHANICAL TECHNOLOGY, INCORPORATED 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 0 0 0 Stock Options (Rights to Buy) 0.78 2016-01-14 4 A 0 23000 0 A 2026-01-13 Common Stock 23000 23000 D Stock option grant for annual board service. Options to purchase Common Stock of Issuer pursuant to Issuer's 2014 Equity Incentive Plan and subject thereto. Vesting at the rate of 25% on each of the first four anniversaries of the date of the award, with first vest occurring on January 14, 2017, for so long as the recipient of the Option remains an employee or board member of, or consultant to, Issuer, and subject to the terms and conditions of the Stock Option Agreement entered into by and between Issuer and the Optionee. /S/ Kevin G. Lynch, as Power of Att. for Thomas J. Marusak 2016-01-15