-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ld7Nzt7o2y7MQsUOWha2tQUbd2N9zgWlCI7lwfII+yhSvkeV+X4VQynVT9Z7K2c5 Hx3vCuY5cUn+0FNtIv3TDw== 0000900421-02-000055.txt : 20021114 0000900421-02-000055.hdr.sgml : 20021114 20021113195350 ACCESSION NUMBER: 0000900421-02-000055 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021113 ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAXXAM INC CENTRAL INDEX KEY: 0000063814 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 952078752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03924 FILM NUMBER: 02821621 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE STREET 2: SUITE 2600 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7139757600 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE STREET 2: SUITE 2600 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: MCCULLOCH OIL CORP DATE OF NAME CHANGE: 19800630 FORMER COMPANY: FORMER CONFORMED NAME: MCCULLOCH OIL CORP OF CALIFORNIA DATE OF NAME CHANGE: 19691118 FORMER COMPANY: FORMER CONFORMED NAME: MCO HOLDINGS INC DATE OF NAME CHANGE: 19881115 8-K 1 maxxam_8k-11132002.htm FORM 8-K Form 8-K 
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                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549



                                    FORM 8-K



                CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF
                       THE SECURITIES EXCHANGE ACT OF 1934




        Date of Report (date of earliest event reported): November 13, 2002



                                   MAXXAM INC.
             (Exact name of Registrant as Specified in its Charter)




                                    DELAWARE
                 (State or other jurisdiction of incorporation)




                                     1-3924
                            (Commission File Number)




                                   95-2078752
                     (I.R.S. Employer Identification Number)




         5847 SAN FELIPE, SUITE 2600                     77057
               HOUSTON, TEXAS                         (Zip Code)
  (Address of Principal Executive Offices)

       Registrant's telephone number, including area code: (713) 975-7600


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ITEM 9.  REGULATION FD DISCLOSURE

   In accordance with General Instruction B.2 of Form 8-K, the following
information (including the related exhibits) shall not be deemed "filed" for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor
shall it be deemed incorporated by reference into any filing of the Company,
whether made before or after the date hereof, regardless of any general
incorporation language in such filing.

   On August 13, 2002, the Registrant furnished to the Securities and Exchange
Commission, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the
certifications of its Chief Executive Officer and Chief Financial Officer
attached hereto as Exhibits 99.1 and 99.2, respectively.


                                   SIGNATURES

      Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.


                                                       MAXXAM INC.
                                                      (Registrant)


Date: November 13, 2002          By:              /s/ Bernard L. Birkel
                                  --------------------------------------------------------
                                                    Bernard L. Birkel
                                     Secretary and Senior Assistant General Counsel





                                  EXHIBIT INDEX


Exhibit 99.1:  Certification of Chief Executive Officer

Exhibit 99.2:  Certification of Chief Financial Officer
EX-99 3 maxxam_ex991-11132002.htm EXHIBIT 99.1 Exhibit 99.1 
                    CERTIFICATION OF CHIEF EXECUTIVE OFFICER
            PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections
(a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the
undersigned officer of MAXXAM Inc., a Delaware corporation (the "Company"), does
hereby certify that:

         (a) the accompanying Quarterly Report on Form 10-Q for the quarter
ended September 30, 2002 of the Company (the "Report") fully complies with the
requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934;
and

         (b) the information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations of the Company.



Dated:  November 13, 2002

                                      By:     /s/ Charles E. Hurwitz
                                         -------------------------------------
                                                 Charles E. Hurwitz
                                               Chief Executive Officer


The foregoing certification is being furnished solely to accompany the Report
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and
(b) of Section 1350, Chapter 63 of Title 18, United States Code) and is not
being filed for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, and is not to be incorporated by reference into any filing of the
Company, whether made before or after the date hereof, regardless of any general
incorporation language in such filing.
EX-99 4 maxxam_ex992-11132002.htm EXHIBIT 99.2 Exhibit 99.2 
                    CERTIFICATION OF CHIEF FINANCIAL OFFICER
            PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


         Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections
(a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the
undersigned officer of MAXXAM Inc., a Delaware corporation (the "Company"), does
hereby certify that:

         (a) the accompanying Quarterly Report on Form 10-Q for the quarter
ended September 30, 2002 of the Company (the "Report") fully complies with the
requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934;
and

         (b) the information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations of the Company.



Dated:  November 13, 2002


                                      By:        /s/ Paul N. Schwartz
                                         -------------------------------------
                                                   Paul N. Schwartz
                                                Chief Financial Officer


The foregoing certification is being furnished solely to accompany the Report
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and
(b) of Section 1350, Chapter 63 of Title 18, United States Code) and is not
being filed for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, and is not to be incorporated by reference into any filing of the
Company, whether made before or after the date hereof, regardless of any general
incorporation language in such filing.
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