-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EimMLy8RwWTt633av98S2jBC7AWxYCkZrZqmZsyh09T1qnrxwUdHOdsE6FnMY9T9 bfQ49v9iGnM7TjXGiG7rmA== 0001193308-03-000006.txt : 20030203 0001193308-03-000006.hdr.sgml : 20030203 20030203163310 ACCESSION NUMBER: 0001193308-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030131 FILED AS OF DATE: 20030203 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BREESE ROBERT C CENTRAL INDEX KEY: 0001193308 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: MAYTAG CORP STREET 2: 403 WEST FOURTH STREET N CITY: NEWTON STATE: IA ZIP: 50208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAYTAG CORP CENTRAL INDEX KEY: 0000063541 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 420401785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00655 FILM NUMBER: 03536796 BUSINESS ADDRESS: STREET 1: 403 W 4TH ST N CITY: NEWTON STATE: IA ZIP: 50208 BUSINESS PHONE: 6417927000 MAIL ADDRESS: STREET 1: 403 W. 4TH STREET NW CITY: NEWTON STATE: IA ZIP: 50208 FORMER COMPANY: FORMER CONFORMED NAME: MAYTAG CO DATE OF NAME CHANGE: 19870602 4 1 edgar.txt FORM 4 - 01-31-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Robert Craig Breese 403 West Fourth Street North P.O. Box 39 IA, Newton 50208 2. Issuer Name and Ticker or Trading Symbol Maytag Corporation (MYG) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 1/31/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President, Maytag International 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Purch| | | | | | | |1973.042 |D | | ase Plan | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Maytag ESOP Plan | | | | | | | |199 |I |by ESOP Plan 1 | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Employee Stoc|28.83 | | | | | | |2 |11/07|Common Stock| | |10000 |D | | k Option (Rig| | | | | | | | |/2011| | | | | | | ht to buy) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stoc|25.575 | | | | | | |3 |11/15|Common Stock| | |10000 |D | | k Option (Rig| | | | | | | | |/2012| | | | | | | ht to buy) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred Comp| |1/31/ 2|1/31/ |A | |111 |A |See F| |Common Stock|111 |25.27 |111 |I |By Phantom U| ensation Plan| |003 |2003 | | | | |ootno| | | | | | |nits | (phantom sto| | | | | | | |te 4 | | | | | | | | ck units) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Based on account balance as of December 31, 2002. 2. This option has a three-tier vesting schedule; 1/3 vests 11/08/2002, 1/3 vests 11/08/2003 and final 1/3 vests 11/08/2004. 3. This option has a three-tier vesting schedule; 1/3 vests 11/15/2003, 1/3 vests 11/15/2004 and final 1/3 vests 11/15/2005. 4. Payable in cash upon retirement or other termination. SIGNATURE OF REPORTING PERSON Robert Craig Breese Signed by Patricia J. Martin, as attorney in fact for Robert Craig Breese. -----END PRIVACY-ENHANCED MESSAGE-----