8-K 1 v83883e8vk.txt 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 DATE OF REPORT (Date of earliest event reported): August 14, 2002 AIG SUNAMERICA LIFE ASSURANCE COMPANY (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Arizona 33-47472 86-0198983 (STATE OR OTHER (COMMISSION FILE (IRS EMPLOYER JURISDICTION OF NUMBER) IDENTIFICATION NO.) INCORPORATION) 1 SunAmerica Center, Los Angeles, CA 90067-6022 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) Registrant's telephone number, including area code: (310) 772-6000 =============================================================================== ITEM 9. REGULATION FD DISCLOSURE. Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (the "Sarbanes-Oxley Act"), each of the Principal Executive Officer and Principal Financial Officer of AIG SunAmerica Life Assurance Company (the "Company") have made certifications to accompany the Company's Quarterly Report on Form 10-Q for the quarter-ended June 30, 2002. A copy of each of the certifications is attached hereto as an Exhibit. In addition, although not required by the Securities and Exchange Commission Order No. 4-460, each of the Principal Executive Officer and the Principal Financial Officer of the Company are furnishing sworn statements herewith in the format prescribed by the Securities and Exchange Commission's Order. A copy of each of these statements is attached hereto as an Exhibit. Each of these Exhibits is being furnished and is not filed pursuant to Regulation FD. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AIG SunAmerica Life Assurance Company By: /s/ N. Scott Gillis -------------------------------------- Name: N. Scott Gillis Title: Senior Vice President (Principal Financial Officer) Date: August 14, 2002 EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION OF EXHIBIT ----------- ---------------------- 99.1 Certification of Jay S. Wintrob, Chief Executive Officer of AIG SunAmerica Life Assurance Company, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.2 Certification of N. Scott Gillis, Senior Vice President (Principal Financial Officer) of AIG SunAmerica Life Assurance Company, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.3 Statement Under Oath of Principal Executive Officer of AIG SunAmerica Life Assurance Company, Jay S. Wintrob, Regarding Facts and Circumstances relating to Exchange Act Filings 99.4 Statement Under Oath of Principal Financial Officer of AIG SunAmerica Life Assurance Company, N. Scott Gillis, Regarding Facts and Circumstances relating to Exchange Act Filings