-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5NOr1aP8X04rSD4KBS8GTQifRESPCXrLo6rBEQ2fn/IL6oTBGHZwbzPvcZgTj8G aIegDSTKUTe3HtYYL2mjPw== 0000950148-02-002034.txt : 20060814 0000950148-02-002034.hdr.sgml : 20060814 20020814180422 ACCESSION NUMBER: 0000950148-02-002034 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20020814 DATE AS OF CHANGE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIG SUNAMERICA LIFE ASSURANCE CO CENTRAL INDEX KEY: 0000006342 IRS NUMBER: 860198983 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-47472 FILM NUMBER: 02737874 BUSINESS ADDRESS: STREET 1: 1 SUNAMERICA CENTER STREET 2: C/O LUCIA WILLIAMS CITY: LOS ANGELES STATE: CA ZIP: 90067-6022 BUSINESS PHONE: 3107726000 MAIL ADDRESS: STREET 1: 1 SUN AMERICA CENTER CITY: LOS ANGELES STATE: CA ZIP: 90067-6022 FORMER COMPANY: FORMER CONFORMED NAME: ANCHOR NATIONAL LIFE INSURANCE CO DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: ANCHOR LIFE INSURANCE CO DATE OF NAME CHANGE: 19600201 8-K 1 v83883e8vk.txt 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 DATE OF REPORT (Date of earliest event reported): August 14, 2002 AIG SUNAMERICA LIFE ASSURANCE COMPANY (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Arizona 33-47472 86-0198983 (STATE OR OTHER (COMMISSION FILE (IRS EMPLOYER JURISDICTION OF NUMBER) IDENTIFICATION NO.) INCORPORATION) 1 SunAmerica Center, Los Angeles, CA 90067-6022 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) Registrant's telephone number, including area code: (310) 772-6000 =============================================================================== ITEM 9. REGULATION FD DISCLOSURE. Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (the "Sarbanes-Oxley Act"), each of the Principal Executive Officer and Principal Financial Officer of AIG SunAmerica Life Assurance Company (the "Company") have made certifications to accompany the Company's Quarterly Report on Form 10-Q for the quarter-ended June 30, 2002. A copy of each of the certifications is attached hereto as an Exhibit. In addition, although not required by the Securities and Exchange Commission Order No. 4-460, each of the Principal Executive Officer and the Principal Financial Officer of the Company are furnishing sworn statements herewith in the format prescribed by the Securities and Exchange Commission's Order. A copy of each of these statements is attached hereto as an Exhibit. Each of these Exhibits is being furnished and is not filed pursuant to Regulation FD. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AIG SunAmerica Life Assurance Company By: /s/ N. Scott Gillis -------------------------------------- Name: N. Scott Gillis Title: Senior Vice President (Principal Financial Officer) Date: August 14, 2002 EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION OF EXHIBIT - ----------- ---------------------- 99.1 Certification of Jay S. Wintrob, Chief Executive Officer of AIG SunAmerica Life Assurance Company, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.2 Certification of N. Scott Gillis, Senior Vice President (Principal Financial Officer) of AIG SunAmerica Life Assurance Company, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 99.3 Statement Under Oath of Principal Executive Officer of AIG SunAmerica Life Assurance Company, Jay S. Wintrob, Regarding Facts and Circumstances relating to Exchange Act Filings 99.4 Statement Under Oath of Principal Financial Officer of AIG SunAmerica Life Assurance Company, N. Scott Gillis, Regarding Facts and Circumstances relating to Exchange Act Filings
EX-99.1 3 v83883exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 AIG SunAmerica Life Assurance Company CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 of AIG SunAmerica Life Assurance Company (the "Company") as filed with the Securities and Exchange Commission on August 14, 2002 (the "Report"), I, Jay S. Wintrob, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Jay S. Wintrob ----------------------------- Jay S. Wintrob Chief Executive Officer Date: August 14, 2002 EX-99.2 4 v83883exv99w2.txt EXHIBIT 99.2 EXHIBIT 99.2 AIG SunAmerica Life Assurance Company CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 of AIG SunAmerica Life Assurance Company (the "Company") as filed with the Securities and Exchange Commission on August 14, 2002 (the "Report"), I, N. Scott Gillis, Senior Vice President (Principal Financial Officer) of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ N. Scott Gillis -------------------------------- N. Scott Gillis Senior Vice President (Principal Financial Officer) Date: August 14, 2002 EX-99.3 5 v83883exv99w3.txt EXHIBIT 99.3 EXHIBIT 99.3 AIG SunAmerica Life Assurance Company STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Jay S. Wintrob, Chief Executive Officer of AIG SunAmerica Life Assurance Company, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of AIG SunAmerica Life Assurance Company, and, except as corrected or supplemented in a subsequent covered report: - No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K as of the date on which it was filed); and - No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K as of the date on which it was filed). (2) AIG SunAmerica Life Assurance Company does not have an audit committee of the Board of Directors. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - The Annual Report on Form 10-K/A for the year ended December 31, 2001, of AIG SunAmerica Life Assurance Company; - All quarterly reports on Form 10-Q and all reports on Form 8-K of AIG SunAmerica Life Assurance Company filed with the Securities and Exchange Commission subsequent to the filing of the Form 10-K/A identified above; and - Any amendments to any of the foregoing. /s/ Jay S. Wintrob Subscribed and sworn to before - --------------------------- me this 14th day of August 2002 Jay S. Wintrob August 14, 2002 ----------------------------------- Notary Public: My Commission Expires: EX-99.4 6 v83883exv99w4.txt EXHIBIT 99.4 Exhibit 99.4 AIG SunAmerica Life Assurance Company STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, N. Scott Gillis, Senior Vice President (Principal Financial Officer) of AIG SunAmerica Life Assurance Company, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of AIG SunAmerica Life Assurance Company, and, except as corrected or supplemented in a subsequent covered report: - No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K as of the date on which it was filed); and - No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K as of the date on which it was filed). (2) AIG SunAmerica Life Assurance Company does not have an audit committee of the Board of Directors. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - The Annual Report on Form 10-K/A for the year ended December 31, 2001, of AIG SunAmerica Life Assurance Company; - All quarterly reports on Form 10-Q and all reports on Form 8-K of AIG SunAmerica Life Assurance Company filed with the Securities and Exchange Commission subsequent to the filing of the Form 10-K/A identified above; and - Any amendments to any of the foregoing. /s/ N. Scott Gillis Subscribed and sworn to before - ---------------------------- me this 14th day of August 2002 N. Scott Gillis August 14, 2002 /s/ ----------------------------------- Notary Public: My Commission Expires: -----END PRIVACY-ENHANCED MESSAGE-----